Compliance November 6th, 2024 SEC Inspector General Warns of More Lawsuits After Chevron In its annual report, the SEC auditor warned of litigation related to current and future rules; separately, the ASA called...
In Practice November 6th, 2024 How Plan Advisers Are Reacting to Trump Election Win Retirement plan advisers weigh in on post-election market impacts, retirement strategies and the overall economic outlook.
Practice Management November 6th, 2024 Industry Watchers Point to Fiduciary Rule, ESG, Markets After Trump Win The employer-sponsored retirement plan industry will be watching for shifts in policy and focus with the return of a Donald...
Data & Research December 13th, 2023 DOL’s Fiduciary Rule Faces Uncertain Future Although regulators are motivated to finalize the rule, it will likely face litigation, according to Capital Group’s senior counsel.
Compliance November 15th, 2023 EBSA Denies Comment Period Extension for Fiduciary Proposal The regulator pushed back on industry requests to extend comment time for the controversial proposal; the period will still end...
Compliance November 10th, 2023 Advisers Selling Product, Not Process, in Fiduciary Rule Crosshairs Experts discuss the ripple effect of the Department of Labor’s proposed fiduciary rule amendments.
Compliance October 31st, 2023 DOL Publishes New Adviser Fiduciary Rule for Public Comment The proposal would make one-time advice for rollovers subject to ERISA.
October 31st, 2023 DOL Proposal Would Subject Rollovers, Annuity Sales to ERISA The proposal seeks to tackle conflicts of interest in both areas, as well as advice given to plans on investment...
Compliance July 12th, 2023 Insurance Group Calls On White House to Support More Retirement, Annuity Legislation The IRI wrote to the Biden administration in the hopes it will back retirement legislation that paves the way for...