Compliance September 6th, 2024 Federal Regulators Seek Comments on Saver’s Match Contributions Responses are requested by November 4 for the program scheduled to launch in 2027.
Compliance December 14th, 2023 Treasury Secondary Transaction Rule Finalized by SEC The rule requires more trades to be centrally cleared and is intended to improve market transparency and liquidity.
Compliance November 27th, 2023 Crypto Remains Massive Compliance Risk for Retirement Fiduciaries Last week, Binance, a crypto exchange, was hit with a record-breaking Treasury settlement.
The Markets October 5th, 2023 Higher Rates Push Both Congress, Investors to Change Strategy Long-term investors are looking to rebalance their portfolios while considering investing trade-offs in both equity and bond markets.
Compliance July 17th, 2023 IRS Issues RMD Relief Related to SECURE Rules The IRS notice provides additional time to rollover mistaken required minimum distributions as well as RMD relief for IRA beneficiaries.
Compliance August 31st, 2018 Industry Weighs President Trump’s Executive Order on MEPs, RMDs The president on Friday signed an executive order directing the Treasury Department to reassess required minimum distributions from 401(k) plans and ordering DOL staff to explore the possibility...