Tag: swing pricing

The SEC decided not to move ahead with what the mutual fund industry had argued would be a costly proposal to manage market volatility.

The SEC aims to try again with its rules on predictive analytics and safeguarding by year’s end and for swing...

The Chairman suggested that the regulator might opt for liquidity fees instead of swing pricing for open-end funds and also...

Birdthistle greatly influenced many proposals and rules affecting advisers, including the names rule and the predictive analytics proposal.

American Trust Custody’s COO explains why plan advisers and sponsors should prepare for an increase in plan costs if the...

The adviser for a mutual fund argues against alleged Liquidity Rule violations because the company was not responsible for the...

Of all the SEC proposals facing pushback, the swing pricing proposal for mutual funds is taking the most heat from...

The House’s budget bill would block the safeguarding and climate risk proposals, whereas the Senate budget would not.

Several House Democrats expressed concern to SEC officials that a hard close at 4 p.m. Eastern time would discriminate against...

The legislation also targets the climate disclosure and market structure proposals.

Managers who asked the Fed for help during the pandemic but who oppose swing pricing should “look in the mirror,”...

A letter from the House Financial Services Committee calls for a freeze on the SEC’s enforcement budget and the defunding...

The president and COO of Nationwide Financial argues the rule would be bad for retirement plan and annuity product investors. 

Gensler defended the SEC’s recent proposals on subjects such as climate disclosure and swing pricing.

Industry groups filed arguments saying the proposal, intended to put greater burden on “first mover” traders of open-ended funds, would...

The proposal has been met with criticism from those in the retirement industry.