Compliance July 21st, 2023 Congressional Proxy Voting Reforms Include Changes to Adviser Discretion Among 11 total bills, one would require advisers to either abstain or vote the way their client or the issuer...
Compliance October 26th, 2022 The SEC Adopts Rules on Shareholder Reporting, Fund Advertisements The rules adopted by the SEC update requirements for mutual fund and ETF shareholder reports and promote transparent fee and...
Compliance June 7th, 2018 SEC Modernizes Delivery of Fund Reports The Commission is also seeking public feedback on fund disclosure and the fees that intermediaries charge funds for delivering fund reports.