Compliance November 1st, 2023 Safeguarding Proposal Remains Unpopular in Investment Industry The same criticisms of the proposal linger, but the SEC is continuing to push ahead.
Compliance January 10th, 2022 Bankruptcy Rulings Could Inform Financial Planning Decisions Court cases expanded on the rules regarding the protection of retirement plan assets.
Compliance October 23rd, 2018 Court Finds Retirement Assets Divided in Divorce Not Protected in Bankruptcy During a couple’s divorce proceedings, a property settlement awarded the ex-husband half of the ex-wife’s 401(k) balance and the entire amount in her individual retirement account (IRA), but...