Retirement, Wealth Convergence Still in ‘Early Innings’
Advisory business leaders working to bridge retirement plans and wealth services agree it’s still early days, but the market may...
Tag: Retirement and Wealth Convergence
Carson’s Financial Planning Head Brings Together 401(k), Wealth Advisement
Erin Wood of Carson Group discusses the organization’s recent push to provide financial planning resources across plan and individual advisement.
Stout Joins Prime Capital as National Retirement Practice Leader
Prominent plan adviser Jania Stout has left OneDigital to head Prime Capital’s retirement plan practice and financial wellness divisions.
Interest Still Strong in Retirement Plan Adviser Acquisitions
An M&A trends report from Marshberry shows slowing, yet still robust, dealmaking for retirement plan advisories, as scaled and multi-service...
Alera Bolsters West Coast Team with Plan Adviser Sorensen
Joshua Sorensen, formerly of Edelman Financial Engines, joins Alera Group as it continues to grow its retirement plan practice.
Staffing an RIA to Serve Small, Midsize Plans
An adviser leverages a strong back office, technology and careful selection of providers to serve an ‘underserved’ plan market.
Savings-to-Wealth Convergence: Don’t Forget Banks
401(k) plan participants aren’t the only target of wealth management convergence; Cerulli points to bank depositors as ripe for convergence.
Cetera Leans Into Wealth Expertise in 401(k) Participant Programming
Cetera’s head of workplace and retirement plans believes wealth managers’ skills in serving individual clients give them a leg up...
Hub Acquires California-Based 401(k) Advisory
The aggregator bought the assets of Christopher Clark’s 401(k) advisory, with Clark joining a Hub private wealth office in California.
M&A Activity Among RIAs Remains Strong in Q2
2024 is on track to top last year for dealmaking as firms address succession planning and need for scale.
OneDigital Bolsters Wealth, Retirement Plan Advisement in Western US
The aggregator pens its 18th acquisition in 2024 by bringing on $1.6 billion ASI Wealth Management.
Wealth Manager Carnegie Bolsters Qualified Retirement Plan Team
Plan adviser Wendy Eldridge joins from Marcum Wealth to connect wealth and retirement plan practices.
CAPTRUST Tops $1T in Total Assets
CEO and Co-Founder Fielding Miller attributes part of growth to being one of the first 401(k) advisories: ‘We didn’t expect...
Wealth Enhancement Group Nearing $5B in Retirement Plan Coverage
The wealth and retirement plan advisory is leaning on its holistic plan offerings for current and future advisers.
Modern Wealth Surpasses $4B in Less Than 2 Years
The RIA formed by partners who broke away from Goldman Sachs is building a workplace retirement plan and wealth advisement...
Bain Capital and Partners to Acquire Envestnet for $4.5B
The firm is slated to go private through purchase by Bain Capital and Reverence Capital, along with partners BlackRock, Fidelity,...
Prime Capital Rebrands Qualified Plan Advisers Division
Prime Capital Retirement will be part of Prime Capital Financial in a wider rebrand.
From Plan Education to Wealth Management
When does financial education and planning for a 401(k) participant turn to individual wealth management? Practitioners discuss best practices for...
Managing Assets Within the Plan
This PLANADVISER In-Depth story considers the new ways financial advisers are seeking to manage participant 401(k) accounts before they’ve rolled...
Recordkeepers and Participants: An Evolving Relationship
Recordkeepers are adding services and connection points with participants, which has ripple effects plan advisers should be aware of for...