Compliance December 1st, 2023 Shareholder Rights, ESG Rules Begin Friday The new rule will permit the use of ESG considerations in exercising of shareholder rights.
Compliance July 21st, 2023 Congressional Proxy Voting Reforms Include Changes to Adviser Discretion Among 11 total bills, one would require advisers to either abstain or vote the way their client or the issuer...
Compliance July 14th, 2023 Congressional Hearings Scrutinize Proxy Voting Republicans accused proxy firms of prioritizing ‘woke’ political agenda ahead of financial considerations.
Trends The Greening of Proxy Voting ESBA’s rule, making voting more transparent, will call for new adviser services.
Compliance June 2nd, 2021 SEC to Revisit Proxy Rule Amendments The agency will address criticism that the changes make advisers’ roles in proxy voting more cumbersome.