Compliance July 10th, 2024 Swing Pricing, Predictive Analytics, Safeguarding SEC Proposals to be Re-Proposed The SEC aims to try again with its rules on predictive analytics and safeguarding by year’s end and for swing...
Compliance May 24th, 2024 SEC Considering Modified Version of Much Maligned Predictive Data Analytics Proposal The regulator’s chair noted that withdrawing the proposal is not under consideration.