Tag: Practice management

Fiduciary Investment Advisors (FIA) opened a new office in Kennebunk, Maine.

Accurately tracking practice metrics and documenting operating procedures are two ways firm owners can build value during the succession planning process.

How participants deal with their 401(k) assets when they leave a company is under more scrutiny from FINRA, but retirement plan advisers are less likely to be affected...

TD Ameritrade Institutional revealed plans to develop and launch an “intelligent technology platform” for use by financial advisers.

TD Ameritrade Institutional launched a campus-to-career program to help independent advisory firms win and retain the next generation of financial services talent.

A new program from TD Ameritrade offers registered investment advisers (RIAs) a turnkey solution for simplified development and management of qualified defined contribution retirement plans.

ING U.S. Inc., soon to be rebranded as Voya Financial Inc., named Stephen Keating as head of large corporate market sales for its retirement solutions business.

Americans tend to view defined contribution (DC) retirement accounts favorably, and they like the way DC contributions and withdrawals are taxed, research shows.

You’ve heard of financial capital, but do you know about relationship capital?

Very few advisers have a succession plan, and it’s possible that regulation is needed to protect their clients and investors, a report says.

Markus Krygier joined Strategic Investment Group as a managing director.

Milliman Inc., a provider of actuarial and consulting products and services, has enhanced its retirement-related mobile applications.

The Wagner Law Group announced the additions of William Scogland to its new Chicago office and Ellen Stone to its existing Boston office.

Custodia Financial has added Erika Chavez to manage the company’s Retirement Loan Eraser program.

Last week, Verisight, Inc. announced it is acquiring retirement and benefit plan service provider DailyAccess Corporation and its subsidiaries.

Risk averse and relationship wary, the young investors of Generation Y view advice and advisers with some skepticism, according to research.

Three new hires have joined Forward Management LLC, including Eric Sagmeister as portfolio manager, John Palmer as senior analyst, and Robert Rosner as regional sales director.

USI Consulting Group hired Michelle Rubin as a senior actuarial consultant in its defined benefit practice.

Global Financial Private Capital rolled out Legacy Lock and Adviser to Adviser Continuity, two succession and business continuity programs for partner advisers.

Financial professionals working as outsourced chief investment officers (OCIOs) expect growing demand from non-pension clients in the coming years.