Small Plan Growing Pains
Advisers and recordkeepers discuss the viability of working in the small plan space amid anticipated growth.
Tag: NAPA 401(k) Summit
4 Habits of Successful Plan Advisers
Plan advisers shared habits that have helped advance and grow their practices during a panel at the NAPA 401(k) Summit.
PEP Pros and Cons
A panel of advisers and providers who use PEPs discuss the benefits and potential pitfalls for clients and advisory firms.
Partnering On In-Plan Advice
Recordkeeper Empower and two large RIA advisories discussed why they’re partnering on adviser-managed accounts geared toward plan participants of all asset levels.
Talk Less, Listen More
When conducting a finalist plan presentation, it’s more important for advisers to listen to the plan sponsor than get through...
Pontera Adds 3 Execs With 401(k) Industry Experience
Firm connecting financial advisers to 401(k) investments brings executives with experience from firms including Edelman Financial Engines, Voya, and Principal.
DOL At Work on Finalizing Definition of Retirement Investment Advice
EBSA head Gomez tells NAPA 401(k) Summit audience that the DOL is working on sharper definitions of what constitutes retirement...
NAPA Head Warns of 401(k) Revenue Grab by Policymakers
Plan adviser association kicks off its national conference with discussion of Congressional threats to tax-deferred retirement plans amid 2025 negotiations...