Tag: Mutual funds

Asset growth is led by an increase in holdings in IRAs and 401(k) plans.

FINRA fined two of the firm’s subsidiaries a total of $1.8 million for allegations of failing to properly review mutual...

The SEC decided not to move ahead with what the mutual fund industry had argued would be a costly proposal to manage market volatility.

June 2024 data from Morningstar show collective investment trust target-dates make up about 50.5% of TDF assets.

ICI data show the steady drop in mutual fund fees, even as the most popular 401(k) investment vehicle faces competition...

Vanguard has brought back its Primecap and Primecap Core funds, which were closed to new investors in 2004 and 2009,...

A Broadridge study shows the continued shift away from mutual funds to ETFs and stocks by individual investors; separate Simfund...

The Chairman suggested that the regulator might opt for liquidity fees instead of swing pricing for open-end funds and also...

Alt investing in DC plans is still a dim possibility despite some solutions already in market, according to Cerulli.

The Paris-based asset manager Amundi will cede its U.S. business to Victory in exchange for a 26.1% stake in the...

The fourth story in this PLANADVISER In-Depth series considers how the rise of CITs and passive options have changed retirement...

Firm announces new resource center, and leader, to work across DC plan and financial advisement.

The TDF manager brought $19.8 billion into its TDF investments in 2023, highest among U.S. managers.

Philippe Setbon will step into the Natixis job immediately, while Edward Maloney’s promotion at MFS will take effect in 2025.

American Trust Custody’s COO explains why plan advisers and sponsors should prepare for an increase in plan costs if the...

After a tumultuous few years of rising interest rates and market volatility, ISS MI sees a return to growth for...

Plan advisers continue to pick TDFs in retirement plans, rather than more personalized managed accounts, in part due to legal...

F/m Investments has asked the SEC for the right to classify an ETF series as mutual funds to be accessible...

A 2020 case over the performance of proprietary CITs ends with a settlement.

The president and COO of Nationwide Financial argues the rule would be bad for retirement plan and annuity product investors.