Tag: mutual fund

DC adviser-sold plans recorded strong sales overall in Q1 2024, according to ISS Market Intelligence.

Beginning in one week, broker/dealers must settle transactions by the next business day.

Providers of collective investment trusts are expected to target midsize and large DC plans in the coming year.

The rise of CITs continues to erode mutual fund dominance in the DC market, according to the latest Cerulli data.

The adviser for a mutual fund argues against alleged Liquidity Rule violations because the company was not responsible for the...

Only 9% of advisers report using blended TDFs, but 93% are interested in them, according to a T. Rowe Price...

Managers who asked the Fed for help during the pandemic but who oppose swing pricing should “look in the mirror,”...

The SEC complaint says Pinnacle knowingly mispresented the liquidity of some assets to satisfy liquidity requirements.

TIPs, emerging market equities and commodity-oriented investments are seen as safe hedges right now.

PIMCO is now in the process of reimbursing investors affected by the miscalculation.

Nearly half owned their funds only through their employer-sponsored retirement plans, according to the ICI.

The Commission is also seeking public feedback on fund disclosure and the fees that intermediaries charge funds for delivering fund reports.

Instead of making the disclosure on Form N-PORT on a quarterly basis, firms would discuss their liquidity risk programs in their annual statements.

However, the deadlines for creating a liquidity risk management program and to limit illiquid investments to 15% of a fund’s portfolio remain unchanged: December 1, 2018, for larger...