Tag: Marketing

Westrock Group, Inc., announced that Dana Reed has joined the firm as head of marketing.

Merrill Lynch will pay Florida $8.5 million to settle allegations over the sale of auction-rate securities (ARS).

Northwestern Mutual Investment Services, LLC, City Securities Corporation, and Fifth Third Securities, Inc., are the latest firms to settle charges with FINRA over the sale of auction-rate securities...

Advisors Trusted Advisor now offers the Roth 2010 Conversion Package, containing marketing tools, education materials, and a Roth conversion tool.

A new whitepaper from Wealth2k says advisers should not ignore the Web in their retirement income communication strategies.

Many financial advisers and brokers might be confused about what regulators have to say about using social networking.

WealthBook, provider of practice management software solutions for advisers, announced the availability of WealthBook release 2.0.

McGraw-Hill's Financial Communications announced the release of Advisor Marketing Solutions, an online program designed to help financial advisers attract prospects and build client relationships.

Although growth was a little slower this past year, 84% of independent registered investment advisers (RIAs) expect to grow moderately or faster over the next five years, according...

John Hancock Retirement Plan Services said its new 401(k) proposal package was built to allow financial advisers to highlight elements of particular relevance to a plan sponsor.

Diversified Investment Advisors, Inc., introduced the Managed DB Financial Advisor Resource Guide to assist retirement plan advisers in their efforts to meet the retirement program needs of defined...

USA Tax&Insurance Services (USA Tax) rolled out a system to help advisers sell managed portfolios and acquire assets under management, the company said.

For financial advisers wanting to educate clients about and sell retirement income solutions, the Retirement Income Solutions Enterprise (RISE) offers an engagement system.

A survey by Nielsen found that only 28% of respondents were confident of the company that manages their investment or retirement accounts.

PT Marketing said its new 401k Appointment Setting program introduces financial service and insurance professionals to companies with 401(k) programs.

A new report calls for asset managers to create initiatives that are more effectively tied to a firm’s brand and market position as understood by the adviser, providing...

The fourth of seven ineffective habits of retirement plan advisers