Client Service July 20th, 2023 Pontera CEO: Advisers Agnostic as to Where Retirement Assets Sit The fintech firm connecting advisers to 401(k) account management announced another in a string of partnerships Thursday with Founders Financial,...
In Practice July 12th, 2023 The PLANADVISER Interview: Jay Jumper, CEO, Future Capital The head of a retirement plan advice and managed account provider discusses the ‘race to the participant’ and why some...
The Markets May 26th, 2023 Recordkeeper “House” Investment Options Worth a Look, But Carefully, Advisers Say Proprietary recordkeeper fund options can be worth the fee reduction in investment plans, but they must be looked at carefully,...
Deals & People May 3rd, 2023 Franklin Buys Managed Accounts Firm to Expand Adviser SMA Offerings The investment manager’s purchase of volScout will add to its managed investment strategies for advisers working with institutional clients and...
Products April 5th, 2023 Voya Launches Advisory Services Solution The new program includes online investment advice, as well as managed accounts.
Products April 4th, 2023 Managed Accounts vs. TDFs: Is the MA Cost to Participants Worth It? Advisers discuss the values of MAs vs. TDFs as Principal launches a dynamic QDIA that defaults participants into managed accounts.
Practice Management March 1st, 2023 The Retirement Income Question Can managed accounts give participants the planning help they need?
Practice Management March 1st, 2023 Recordkeeper Consolidation: Good or Bad News for Small Managed Accounts? Industry participants are mixed on whether recordkeeper consolidation will help or hinder business opportunities for managed accounts.
Products February 8th, 2023 Voya Saw 10% Growth in Managed Accounts in 2022 Participants held steady elsewhere, but Voya credits uptick to enrollment campaigns, new plan features and free trials.
In Practice February 2nd, 2023 Many Providers Are Prioritizing Participant Financial Advice in 2023 Advisory shops and providers are launching new workplace programs, updating others and sometimes bypassing the plan sponsor altogether to reach...
Data & Research January 30th, 2023 Most Advisers Seeking Options Like HSAs, 529s to Compete for New Plans Advisers are most interested in adding HSAs, 529s and emergency savings accounts to their offerings, according to a survey by...
Products December 1st, 2022 Investment Product and Service Launches Securian and QPA launch managed account for plan sponsors; ProShares and S&P announce ETF to invest in surging battery metal...
Compliance November 22nd, 2022 Judge Recommends Dropping Most of $4.2B Retirement Plan Suit Against Nestlé A U.S. District Court judge sided with Nestlé’s motion to dismiss most of the claims in a 401(k) class action...
Products November 1st, 2022 Direct Indexing Drumbeat Continues with Morningstar Adviser Offering Morningstar is the latest entrant to tout a direct indexing option for financial advisers, allowing them to invest directly in...
The Markets October 28th, 2022 Advisers Turn to Managed Accounts as Demand for Customized Plan Design Options Grows They began with broad adoption at large accounts, and smaller employers are increasingly considering them as a solution for their...
Compliance October 26th, 2022 Empower Hit With Government Markets Lawsuit The complaint has alleged fiduciary breach under the Investment Advisers Act.
Products October 24th, 2022 Fidelity Offers Direct Indexing Products Touting More Personalized Investment Options Direct indexing is driving growth in personalized account management for tax advantages, value-driven investing.
In Practice October 18th, 2022 Recordkeepers Help Advisers Get Personal How recordkeepers partner with advisers on managed accounts, retirement income and financial wellness.
Products August 24th, 2022 Advice Demand Buoys Optimism About Managed Account Growth Survey data from Edelman Financial Engines suggest that, among those who spoke with a financial professional during a significant life...