Compliance February 9th, 2023 Microsoft Escapes Retirement Plan TDF Suit One of a string of lawsuits filed against companies that put retirement savers into a BlackRock TDF suite was dismissed...
Compliance November 22nd, 2022 Judge Recommends Dropping Most of $4.2B Retirement Plan Suit Against Nestlé A U.S. District Court judge sided with Nestlé’s motion to dismiss most of the claims in a 401(k) class action...
Compliance March 23rd, 2022 Jury Rules in Favor of SEC in Federal Employee Fraud Case An Atlanta-area broker was accused by the regulator of fraudulently inducing federal employees to roll over holdings from their federal Thrift Savings Plan retirement account into higher-fee, variable...