SEC Names N.Y. Division Head for Investment Exam Program
The Securities and Exchange Commission (SEC) appointed Ken C. Joseph to lead the Investment Adviser/Investment Company Examination Program in the agency’s New York office.
Tag: Hiring firing
ING Names Regional VP of Sales
ING’s U.S. Retirement business hired Dan Kretz as regional vice president of sales for the company’s small to midsize corporate retirement plan markets.
Pentegra Hires National Director
Pentegra Retirement Services appointed Pete D’Angio national director in nonprofit markets.
ABG-Pentegra Names Regional Director
Alliance Benefit Group-Pentegra hired Esta Park as a regional director.
Performance Trust Names Caisse Senior Portfolio Manager
Bryan P. Caisse, whose background is in mortgage-backed and fixed-income portfolio management, joined Performance Trust Investment Advisors LLC (PTIA) as senior portfolio manager.
Raymond James Adds MSSB Team of Advisers
A team of advisers from Morgan Stanley Smith Barney (MSSB) left the brokerage to open their own firm with Raymond James Financial Inc.’s independent broker/dealer in Ohio.
Putnam Hires Three to Sales and Client Relations
Putnam Investments filled three senior positions in defined contribution (DC) sales and client relations.
National Planning Appoints VP of Practice Management
National Planning Corporation Inc. (NPC) named Randy Miller first vice president and director of practice management.
Sentinel Strengthens Sales Management and Hires Wholesaler
Sentinel Investments expanded the roles of two sales team members and hired a wholesaler.
Vanguard CIO Retiring
Vanguard’s managing director and chief investment officer is retiring.
ING Names President of Individual Retirement Markets
ING U.S. hired Rich Linton as president of Individual Markets.
Advisers Can Benefit from Saying ‘No’ Sometimes
Being overly accommodating to clients seems like a logical way for plan advisers to run a business—but sometimes it can actually endanger it.
Acadian Expands Team for Long/Short Equity Strategies
Alexandre Voitenok joined Acadian Asset Management LLC as senior vice president and portfolio manager.
Five Attorneys Join Groom Law Group
Groom Law Group, Chartered, which focuses exclusively on employee benefits, hired five attorneys.
Towers Watson Names Two Consulting Leaders
Towers Watson appointed two consulting leaders.
MassMutual Adds Rocky Mountain Area Sales Director
MassMutual’s Retirement Services Division hired Patrick Alfano as a sales director.
JPM Asset Management Creates New Unit
J.P. Morgan launched Asset Management Solutions, consolidating its multi-asset capabilities into a group overseeing about $100 billion in assets under management globally.
Jordan to Lead DST Digital Strategies
DST Retirement Solutions has tapped Andy Jordan to lead its digital strategies teams.
Unified Trust Hires Institutional Consultant
Unified Trust Company named Monika Hubbard institutional consultant for its Retirement Services Consulting Group.