Pensionmark Hires Compliance Head To Help With Acquisition Push
Jonathan Curley, a former RIA, will perform due diligence on firms Pensionmark is looking to acquire.
Tag: financial services
Investment Firms With $11.2 Trillion AUM Sign CFA Diversity Code
Over 100 investing firms including Callan, Northern Trust Asset Management, and Nuveen pledged to boost DEI and track their progress.
Cetera Wraps First Allied into Adviser Business
The financial services firm says it will keep the First Allied Securities brand name as it continues to expand its...
Financial Firms Looking to HBCUs, “Pipeline” Programs to Bolster Diversity
Two new programs focus on advancing diversity in the financial management space by working with historically black colleges and students.
Sharp Year-End Decrease In Bonuses Expected for Financial Sector
In the financial services sector, base salaries increase 4% to 5% for the second straight year in 2022, while bonuses...
The LGBTQ Experience With Financial Services
A recent NEFE study examines the broad range of experiences members of the LGBTQ community have had while interacting with...
Trends
Take Action for Change
The events of the past few years have helped supercharge efforts to address the longstanding and concerning lack of diversity...
Women in C-Suite Roles Remain Scarce, Even as More Enter Financial Services
Firms must take concerted action to prepare, train and promote more women to senior leadership roles.
More Clients Are Using Social Media to Vet Advisers
Hartford Funds data finds that, overall, 33% of respondents reported seeking financial advice online and almost half say social media...
Tracing the Evolution of Financial Firms’ Home Page Design
Initially more of an advertising vehicle, a company web page today may be a graphically vivid entrée to valuable information.