Tag: Fee disclosure

Avoiding Audits Following Fee Disclosure

 Following the final Department of Labor (DOL) 408(b)(2) and 404(a)(5) regulations, many providers and plan sponsors were unprepared, but there are best practices to avoid an audit.

PANC 2012: The Future for Fiduciary Advisers

The Department of Labor’s (DOL’s) re-proposal of the definition of fiduciary is another indication that fiduciary responsibilities are increasing, and broker/dealers in particular could be impacted.

PANC 2012: Quarterly Review

A good quarterly review starts with an effective meeting agenda, panelists told attendees of the 2012 PLANADVISER National Conference.
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Call to Action

Fee disclosure requires those all around the retirement plan industry to get involved