Judge Throws Out Unpaid Contribution Provision in Plan Document
A federal judge in Massachusetts has ordered the sponsor of a master plan to strike a clause in its plan documents relieving the trustee of the duty to...
Tag: ERISA
N.C. Company Owner Fined in 401(k) Embezzlement Case
The owner of defunct Concord, North Carolina, sign firm has been ordered by a federal judge to pay $57,089 to the company’s 401(k) and health plans.
DoL Brings Fiduciary Series to Web
Plan fiduciaries looking for insights about their responsibilities can now get that information from the Labor Department without leaving their desks.
regulatory radar
Getting Comfortable with the “F” Word
Are you a fiduciary? Do you tell your client how to stay out of trouble on the fiduciary front?
regulatory radar
Hidden in Plain Sight?
What do the Department of Labor fee initiatives mean for advisers?
regulatory radar
The View from the Courts
What's been happening on the judicial front: fee litigation and LaRue
retirement income
The Inside Story
It's up to advisers to help sponsors and participants understand in-plan 'guaranteed' income products
regulatory radar
Andrews Bill Raises Questions
Is this the end of the road for the PPA’s fiduciary adviser?
micro scope
A Big Deal for Small Business
Connecticut legislation may create the first state-administered retirement plan for small businesses, but will it cut out advisers and TPAs?