Compliance March 1st, 2024 Electronic Investor Disclosure Legislation Advances in Congress Both houses are advancing legislation to prioritize electronic delivery of disclosures required by the SEC, while retaining investors’ right to...
Compliance March 28th, 2023 Proposed Legislation, SEC Rule Would Greatly Expand Electronic Disclosures A proposed bill and an SEC proposal on the same topic target two different audiences.
Trendspotting An Engagement Chain Linking participants to their online account from digital communications.
Compliance October 22nd, 2019 DOL Proposes New Electronic Disclosure Rule The new rule would offer a safe harbor for sponsors that want to make retirement plan disclosures available on websites.
Compliance June 4th, 2019 Groups Ask DOL to Make 401(k) Electronic Delivery the Default ICI, SPARK and the ACLI are among the eight organizations making the request.