investment-oriented
Grabbing the Right Option
The QDIA regulations open the door for new default options
Tag: DoL
servicing strategies
A Wise Choice?
Advisers giving advice through the PPA's fiduciary adviser provision must play by rules that still are not final
regulatory radar
2009 ERISA Compliance Calendar for DB/DC/403(b) Plans
Every retirement plan adviser knows that the year is full of various compliance deadlines imposed on these programs by the Department of Labor (DoL), Internal Revenue Service (IRS),...
fiduciary fitness
Hidden in Plain Sight?
The DoL sets its sights on disclosures from service providers
investment-oriented
Measuring the Unmeasurable
Nobody has figured out yet how best to benchmark managed accounts. How can you help clients in the meantime?
Focus on Plan Fees and Revenue Sharing to Continue (Part 2)
Advisers should be proactive on helping their clients understand their plan fees in the coming year.