Borzi EBSA Nomination Approved by Senate
The U.S. Senate has approved the nomination of Phyllis Borzi as assistant secretary of labor for the Department of Labor’s Employee Benefits Security Administration (EBSA).
Tag: DoL
EBSA Fiduciary Program Heads to "Hotlanta"
The U.S. Department of Labor's Employee Benefits Security Administration (EBSA) is taking its compliance seminar series to Atlanta.
DoL Wins Distribution of 401(k) Assets to Former Workers
The U.S. Department of Labor has obtained a judgment in federal district court that will lead to the distribution of $164,251 in 401(k) plan assets to 14 participants.
SEC-DoL Announces Witness Lineup for Target-Date Hearing
The Securities and Exchange Commission (SEC) released the lineup of witnesses set to testify about target-date funds before SEC and Department of Labor (DoL) officials on Thursday.
DoL Brings Fiduciary Series to Web
Plan fiduciaries looking for insights about their responsibilities can now get that information from the Labor Department without leaving their desks.
IMHO: Executive “Order″
Those who had been waiting anxiously (or nervously) for that final wave of regulations from the Department of Labor will have (get?) to wait a bit longer, it...
Regulators Release Auto-Enroll Info for Small Employers
The U.S. Department of Labor (DoL) and the Internal Revenue Service (IRS) released a new publication to help small employers understand automatic enrollment for 401(k) plans.
regulatory radar
Hidden in Plain Sight?
What do the Department of Labor fee initiatives mean for advisers?
investment-oriented
A Calculated Risk
Risk-based funds remain popular on plan menus. Why some plans pick them, and how some advisers benchmark them
investment-oriented
Searching for Clarity
Target-dates useful but flawed, witnesses tell SEC and DoL
regulatory radar
Andrews Bill Raises Questions
Is this the end of the road for the PPA’s fiduciary adviser?
intro
Fresh Perspectives
Fees, retirement income, QDIAs, and 403(b)s offer advisers sales and service opportunities