Tag: DoL

ERIC Pushes for Annuity Safe Harbor

The ERISA Industry Committee (ERIC) urged the U.S. Department of Labor (DoL) against requiring sponsors to feature annuities as distribution options and toward providing a genuine safe harbor...
fiduciary fitness

Protecting Yourself

How to deal with the DoL’s campaign against cross-selling (continued)
beyond (k)

403(b) aware

New 403(b) rules may offer opportunities for advisers to have a "client touch"
cover story

The Path Ahead

Plan sponsors want more fee disclosure, and regulators will likely require it soon. That is both a threat and an opportunity for advisers. 
fiduciary fitness

Default Vault

Department of Labor QDIA regs released
intro

No Winding Down

The end of the year doesn’t mean anyone gets a breather

DoL Sues ESOP Trustee over Stock Purchase

The U.S. Department of Labor has sued a trustee of the Westra Construction Inc. Employee Stock Ownership Plan (ESOP) for alleged violations of the Employee Retirement Income Security...
trendspotting

Trendspotting

Articles that appeared in the Trendspotting section of the magazine.