Tag: Career

Pensionmark Financial Group welcomes Rogers Financial as its newest adviser affiliate.

Cerulli outlines DCIO firms’ top concerns regarding retirement specialist adviser demographics. 

It’s not for everyone, but one advisory firm founder says most retirement specialist colleagues are well suited for the move to independence. 

Already controlling half of the assets in the adviser-sold DC marketplace, according to Cerulli Associates, retirement specialists are turning up the heat. 

New hires and promotions at Cafaro Greenleaf, McDermott Will & Emery, Lincoln Financial Group and more.

New hires and promotions at Nationwide, Mercer Investments, John Hancock Retirement Plan Services, LPL Financial and more.

"This is an exciting time for Asset International and its 11 business units to engage more thoroughly with our clients, with whom we already enjoy deep, broad and...

Among the week's people moves, Kimberly Shaw Elliott and Jay Bloom joined Independent Financial Partners, John Carbone and Matthew Goldberg signed on to Fred Alger Management, and Jessica...

The Lincoln Financial Network WISE Group found, once people get a better sense of what it means to be an adviser and to work in financial services, often...

Cetera Financial Group confirms plan to close J.P. Turner brokerage. 

Deana Calvelli joins Lockton; Brett Dutton comes to PNC Institutional Asset Management; Sharon Mossman and Douglass Heckman join RidgeWorth; Securian adds John Kibbe and Steve Chappell to institutional...

Nearly half of financial professionals say traditional advisers brush aside concerns about robo-advisers, but LIMRA research says the technology holds potential.

Methodology evolution will more closely link to quantitative metrics.

NFP Advisor Services says Mike Pedlow will be the firm’s compliance chief. 

Deep thinking about work flows and client segmentation is needed to surpass the $100 million mark in assets under advisement.

The retirement specialist advisory firm announced Manuel Marques will take on the role of president.

SageView Advisory Group has hired Kerrie Casey to deliver retirement planning services from within its Boston practice.

Ron Cohen has joined Wells Fargo Funds Management LLC as head of sales for the defined contribution investment only and registered investment adviser channels.

Firms across the financial services spectrum are adapting to increased adviser teaming and the growing importance of partnership approaches to financial advice and institutional investment consulting.

There is an enormous generational transfer of wealth on the horizon that will test retirement advisory firms’ ability to attract younger clients, a new J.D. Power report finds.