Nuts & Bolts: NAGDCA Explains How to Offer a Self-Directed Brokerage Window
The organization’s latest guidelines lay out fiduciary best practices for offering the brokerage window to retirement plan participants.
Tag: brokerage window
Bitcoin and Brokerage Windows: A Risk for Fiduciaries?
The DOL has not yet commented on cryptocurrency investments in the wake of the SEC’s approval of bitcoin exchange-traded products.
Senator Pushes For Crypto Option in 401(k) Plans
Republican Senator Tommy Tuberville reintroduced a bill pushing back on DOL guidance that limits 401(k) providers offering crypto in plans.
Council Recommends More Research About ‘Brokerage Window Only’ Plans
The ERISA Advisory Council declined to recommend additional regulations for brokerage windows in general, saying the costs outweigh the benefits.
