Compliance September 9th, 2024 BAE Beats 401(k) Plan Forfeiture Suit A federal judge in Virginia dismissed a proposed class action, marking one win for defendants amid a slew of recent...
Compliance August 7th, 2024 11th Circuit Appeals Court Rules With Home Depot on 401(k) Fee Suit The court agreed with the district court decision that workers' "damages claims fail."
Compliance June 26th, 2024 Judge Dismisses 401(k) Excessive-Fee Lawsuit Against PNC Financial A federal judge in Pennsylvania decided an an expert witness to the plaintiffs was unreliable, leading to a dismissal of the allegations.
Compliance November 9th, 2023 Assessing Regulations and Best Practices for ESG Investing ESG experts discuss the current regulatory and business landscapes regarding ESG reporting and investing.
Compliance News Legislative and Judicial Actions AGI U.S. settles in fraulent scheme suit, then exits the country; the IRS re-extends relief from the physical presence requirement;...
Compliance News Legislative and Judicial Actions SEC approves shareholder proposal, fiduciaries of Mutual of Omaha plan settle, and more.
Data & Research May 1st, 2018 Inappropriate Investments, Excessive Fees, Self-Dealing Most Common Reasons for ERISA Lawsuits The rise in lawsuits is prompting more sponsors to turn to lower-cost index funds—and could prevent them from offering lifetime income products.