Compliance May 18th, 2023 SEC’s New Stock Buyback Rules Come Under Legal Challenge The Chamber of Commerce has sued the SEC in the 5th Circuit and seeks a review of a new SEC...
Compliance December 15th, 2022 SEC Votes to Advance Trading Proposals The four proposals aim to improve competition and transparency in securities trading.
Compliance May 14th, 2019 Litigation Financing Could Drive 10b-5 Lawsuits Attorneys suggest that litigation financing is not a common practice in ERISA lawsuits, but complaints filed under SEC Rule 10b-5...