RESEARCH |
2018
PLANADVISER DCIO Survey
An overview of the top providers.
Reported by PLANADVISER
| Art by Armando Veve
Providers
Charles Schwab Investment Management, Inc.
| TOTAL DCIO ASSETS ($MM) | |
|---|---|
| Q1 2018 | $27,683 |
| Year ending 12/31/2017 | $23,104 |
| Year ending 12/31/2016 | $23,650 |
| Total DCIO funds | 113 |
| TOP DCIO FUND | |
|---|---|
| Fund name | Schwab Managed Retirement Trust (SMRT) Funds |
| Fund assets ($MM) | $3,338 |
| Portfolio manager | T. Creasy |
| Start date | 2005 |
| Number of TDF series | 4 |
| DCIO ASSET BREAKDOWN (does not include “other” categories) | |
|---|---|
| Mutual funds | 99% |
| Collective investment trusts | 1% |
| Separate accounts | 0% |
| Stocks | 93% |
| Bonds (excluding stable value) | 4% |
| Stable value/Money market | 0% |
| Asset allocation (target-date, target-risk, balanced) | 3% |
| % Active/Passive | 69%/31% |
| ADVISER SUPPORT/SERVICES | |
|---|---|
| Salespeople focused on advisers | 16 |
| Salespeople focused on institutional | 3 |
| Compliance support | |
| Plan benchmarking | |
| Target-date evaluation tools | |
| # OF RECORDKEEPER SELLING AGREEMENTS | 39 |
|---|