RESEARCH |
2016
PLANADVISER Defined Contribution Investment Only (DCIO) Survey
Reported by PLANADVISER
Providers
Legg Mason
| TOTAL DCIO ASSETS ($MM) | |
|---|---|
| Q1 2016 | $22,308 |
| Year ending 12/31/2015 | $23,804 |
| Year ending 12/31/2014 | $25,484 |
| Total DCIO funds | 63 |
| TOP DCIO FUND | |
|---|---|
| Fund name | Western Asset Core Plus Bond Fund |
| Fund assets ($MM) | |
| Portfolio manager | S.K. Leech, M.S. Lindbloom, C.L. Eichstaedt |
| Start date | 1998 |
| Number of TDF series | 1 |
| DCIO ASSET BREAKDOWN (does not include “other” categories) | |
|---|---|
| Mutual funds | 74% |
| Collectives | 5% |
| Separate accounts | 22% |
| Stocks | 44% |
| Bonds (excluding stable value) | 54% |
| Stable value/Money market | 1% |
| Asset allocation (target-date, target-risk, balanced) | 2% |
| % Active/Passive | 100/0 |
| ADVISER SUPPORT/SERVICES | |
|---|---|
| Salespeople focused on advisers | 10 |
| Salespeople focused on institutional | 10 |
| Compliance support | |
| Plan benchmarking | |
| Target-date evaluation tools | |
| # OF RECORDKEEPER SELLING AGREEMENTS |
|---|
| NA = Not availabe |