RESEARCH |
2016
PLANADVISER Defined Contribution Investment Only (DCIO) Survey
Reported by PLANADVISER
Top 10 Providers
| DCIO MANAGERS BY ASSETS ($MM as of Q1 2016) | ||
|---|---|---|
| 1 | BlackRock | $630,161 |
| 2 | TIAA Global Asset Management – Nuveen | $450,950 |
| 3 | Capital Group/American Funds | $274,345 |
| 4 | State Street Global Advisors | $263,170 |
| 5 | T. Rowe Price | $233,612 |
| 6 | J.P. Morgan Asset Management | $141,508 |
| 7 | Wells Fargo Asset Management | $138,478 |
| 8 | PIMCO | $103,835 |
| 9 | Invesco | $101,139 |
| 10 | Charles Schwab Investment Management, Inc. | $83,344 |
| NUMBER OF RECORDKEEPER SELLING AGREEMENTS | ||
|---|---|---|
| 1 | Capital Group/American Funds | 277 |
| 2 | Janus | 225 |
| 3 | Lord Abbett | 126 |
| 4 | American Century Investments | 114 |
| 5 | Ivy Investments | 107 |
| 6 | AB | 105 |
| 7 | Federated Investors | 87 |
| 8 | TIAA Global Asset Management – Nuveen | 79 |
| 9 | OppenheimerFunds | 78 |
| 10 | Franklin Templeton | 75 |
| LARGEST INCREASE IN DCIO ASSETS (2014 vs. 2015) | ||
|---|---|---|
| 1 | American Beacon Advisors, Inc. | 33.4% |
| 2 | Prudential Investments | 28.7% |
| 3 | AB | 24.6% |
| 4 | Principal | 22.9% |
| 5 | J.P. Morgan Asset Management | 21.3% |
| 6 | Charles Schwab Investment Management, Inc. | 13.6% |
| 7 | T. Rowe Price | 9.9% |
| 8 | TIAA Global Asset Management – Nuveen | 4.6% |
| 9 | Goldman Sachs Asset Management | 4.4% |
| 10 | BlackRock | 3.6% |
| TOP DCIO FUNDS BY ASSETS ($MM as of Q1 2016) | ||
|---|---|---|
| 1 | T. Rowe Price Retirement Date Funds | $146,539 |
| 2 | BlackRock LifePath Target Date Fund | $129,288 |
| 3 | JP Morgan SmartRetirement Funds | $78,786 |
| 4 | State Street Global Advisors S&P 500 | $74,429 |
| 5 | American Funds EuroPacific Growth Fund | $69,742 |
| 6 | John Hancock Lifestyle Portfolios | $63,030 |
| 7 | PIMCO Total Return Fund | $41,470 |
| 8 | AB Target-Date Strategies | $34,815 |
| 9 | Wells Fargo Stable Return Fund | $29,920 |
| 10 | Dodge & Cox Stock Fund | $28,889 |
| NUMBER OF DCIO FUNDS AVAILABLE ON RECORDKEEPER PLATFORMS | ||
|---|---|---|
| 1 | Fidelity Investments | 214 |
| 2 | BlackRock | 150 |
| 3 | Franklin Templeton | 134 |
| 4 | Wells Fargo Asset Management | 110 |
| 5 | J.P. Morgan Asset Management | 108 |
| 6 | PIMCO | 107 |
| 7 | TIAA Global Asset Management – Nuveen | 105 |
| 8 | Charles Schwab Investment Management, Inc. | 99 |
| 9 | Invesco | 95 |
| 10 | American Century Investments | 89 |
| LARGEST INCREASE IN DCIO ASSETS (12/31/15 vs. Q1 2016) | ||
|---|---|---|
| 1 | Charles Schwab Investment Management, Inc. | 28.5% |
| 2 | Allianz Global Investors | 12.5% |
| 3 | J.P. Morgan Asset Management | 10.4% |
| 4 | Janus | 6.7% |
| 5 | Principal | 5.6% |
| 6 | American Beacon Advisors, Inc. | 4.4% |
| 7 | American Century Investments | 3.6% |
| 8 | MFS Investment Management | 3.5% |
| 9 | Prudential Investments | 3.3% |
| 10 | Putnam Investments | 3.2% |