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A New Hampshire socially responsible investment (SRI) money manager has agreed to a $500,000 settlement with federal regulators in charges it improperly bought securities despite its own SRI...

Whether in the institutional or retail space, advisers might need to reevaluate practice models to better incorporate the ever-growing market of women.

The Retirement Plans Group of The Hartford Financial Services Group, Inc., is instituting a number of improvements to its co-fiduciary investment selection and monitoring service.

Having just spent most of the past week in Chicago at our annual Plan Designs conference (bigger and better than ever, I might add!), my head is still...

The law firms of Milberg LLC and Liner Yankelevitz Sunshine&Regenstreif LLP separately announced they are investigating possible Employee Retirement Income Security Act (ERISA) violations by fiduciaries of the...

Morningstar found that mutual fund managers commonly shop outside their own funds.

Investment manager Emerald Asset Advisors, LLC, said its alternative strategies are now available on the FOLIOfn Institutional platform.

If you’re looking for a new angle on investments, you might want to pay attention to their politics.

The Supreme Court’s recent 401(k) ruling should be a warning.

An annual study by Sutherland Asbill&Brennan LLP found that broker/dealers are often more successful than individuals in hearing panels against the Financial Industry Regulatory Authority (FINRA).

Federal benefit plans regulators on Thursday assured plan sponsors that paying strict attention to plan reporting rules was actually to their advantage.

Synapses Inc. launched the Total Benefit Statement service to provide advisers with a comprehensive report of employment benefits.

A lawsuit by former 401(k) participants against the Principal Financial Group over allegations that the company duped participants into IRA rollovers into Principal’s proprietary mutual funds appears poised...

It seems that nearly everyone today is feeling the pinch of the current economy.

Albert Einstein might have been thinking about target-date funds when he said that everything should be made as simple as possible, but not one bit simpler.

Ours is an industry of fairly recent invention–one that is, in many respects, only just beginning to emerge from the growth pangs of adolescence.

Ours is an industry of fairly recent invention–one that is, in many respects, only just beginning to emerge from the growth pangs of adolescence.