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Andrews Introduces Advice Legislation

A bill was introduced in the House of Representatives to update the investment advice regulations to the Pension Protection Act to allow for independent investment advice.

Oregon Sues 529 Fund Manager

The state of Oregon has sued OppenheimerFunds Inc., charging the fund manager with understating the risk it took with a bond fund in Oregon's state college-savings plan.

IMHO: Business as Usual

Like many, perhaps most, Americans I have viewed the unraveling “Bonusgate″ scandal with a mixture of disgust and incredulity.

IMHO: Business as Usual

Like many, perhaps most, Americans, I have viewed the unraveling “Bonusgate″ scandal with a mixture of disgust and incredulity.

FINRA Unveils Tools to Spot Scams

The Financial Industry Regulatory Authority (FINRA) released two online tools designed to help investors spot and resist investment fraud, the agency said.

Pension Fund Sues UBS

The New Orleans Employees Retirement System has filed a class action lawsuit seeking billions of dollars in damages from UBS.

A Sure Thing?

Generally speaking, there’s no such thing as a sure thing – certainly when it comes to investing.

SSA Rolls Out Retire Online Campaign

Social Security Commissioner Michael Astrue and Patty Duke yesterday unveiled Social Security's new online retirement application and launched the agency's Retire Online campaign.
servicing strategies

Nuts and Bolts

Fine-tuning your practice so clients are happy before day one
cover story

Which Way Do I Go?

Wirehouse, independent, or other. Which business model is right for you?
sales champ

Breaking Up

When is the right time to end a relationship with a client?