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intro

The Inside Scoop

Every year since 2004, I, along with an expert panel of judges, have undertaken a quest to quantify what makes a great adviser in the process of awarding...
fiduciary fitness

Protecting Yourself

How to deal with the DoL’s campaign against cross-selling (continued)

IMHO: Court “Case”

For all the fuss about fees, a recent friend of the court filing by the Department of Labor reminds us that it’s not just what you...

Securities Class Actions on the Rise

The value and number of securities class-action settlements increased in 2009 from 2008, according to "Securities Class Action Settlements: 2009 Review and Analysis," an annual report by Cornerstone...
practice management

Out of Sight?

What can a relationship with the custodian of a plan's assets offer retirement plan advisers?

Medtronic Wins Company Stock Suit

A federal court has ruled that Medtronic Inc. did not breach its fiduciary duties by continuing to offer company stock as a retirement plan investment during a period...
investment-oriented

Invest-O-Matic

Advisers have conflicting views on lifecycle funds
cover story

Suiting Up

There’s now no denying it; retirement plan advisers are fiduciaries, or will be soon