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Prime Pensions adds leadership positions; Alera Group promotes Blue to CEO; Vision Financial of Des Moines hires retirement plan relationship manager; and more.

The minimum holding to receive financial advice from "robo-advisory" services will drop to $100 from $3,000.

AI Risk partners with Fynancial to bring AI to wealth management; YCharts announces holdings integration with Broadridge’s wealth aggregation platform; Moss Adams launches AI business services; and more.

The deal will tee up about 1,500 TIAA employees in the U.S. and India to move to Accenture, while TIAA maintains all plan assets and client relationships.

A consumer focus group run by Hearts & Wallets found increased interest for in-plan retirement income annuities—though often for ‘someone else.’

Cetera appoints Mackay president of Cetera Solutions; Vanguard announces Robinson as general counsel; OneDigital welcomes Grier as managing principal; and more.

Small employers in states with mandates may gravitate toward private market plans for factors including plan design and the perceived cost of implementing state plans, according to NBER...

The former CFO will take the president role from CEO and chairman of the board Dan Houston, who will maintain those positions.

The ban goes from preliminary to permanent in the latest ruling, but the FTC will likely appeal to the 5th Circuit.

Cetera’s head of workplace and retirement plans believes wealth managers’ skills in serving individual clients give them a leg up in 401(k)-to-wealth convergence.

Alight announced that Stephan Scholl will continue as CEO and director until a replacement is confirmed.

Data from Hearts & Wallets found that more middle-asset, middle-aged households are turning to the workplace for financial guidance, but how widely that spreads is an open question.

CEO and Co-Founder Fielding Miller attributes part of growth to being one of the first 401(k) advisories: ‘We didn’t expect this 27 years ago.’

The former head of distribution will lead the retirement income design company that has partnered with State Street on an in-plan lifetime income builder.

Andre Robinson will succeed Deanna Santana, who served as acting CEO and president since 2023.

Broker/dealer Janney will bring its $150 billion in client assets but remain an independent business.

The wealth and retirement plan advisory is leaning on its holistic plan offerings for current and future advisers.

Avantax adds Long Island-based S&P Financial Services; Blue Owl announces acquisition of Atalaya Capital Management’s business; CW Advisors acquires New Jersey RIA Mercadien Asset Management.

Alternatives specialist Camarda joins Star Mountain Capital; Nuveen promotes Malik to head of equities, fixed income; FINRA adds SVP heads of enforcement; and more.

The firm named Billy Rogers as chief operating officer and Jodan Ledford as head of Institutional.