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Fred Reish and Joan Neri detail how RIAs can comply with current rules while the new DOL fiduciary rule remains in limbo.

A new complaint is filed and others are moved ahead involving Bank of America, Intuit and Qualcomm.

‘Long cons’ are becoming more frequent as scammers go after retirement savings, according to a warning from the Office of the Inspector General.

The asset management behemoth reallocated Oaktree’s advisement to two other current managers of the emerging market fund.

Cetera’s head of workplace and retirement plans believes wealth managers’ skills in serving individual clients give them a leg up in 401(k)-to-wealth convergence.

Cetera’s TRPG acquires $180M advisory; Carson Group adds Texas-based advisory to network; Equita Financial adds 3 women-owned firms to advisory platform.

Parra will oversee the firm’s business strategy for its alternatives platform.

Equities bolstered corporate pension funds for the most part last month, offsetting a decline in discount rates.

June 2024 data from Morningstar show collective investment trust target-dates make up about 50.5% of TDF assets.

Prime Capital Financial appoints new regional wealth management lead; CFP Board names new managing director; John Hancock adds 2 trustees to its funds board.

The department is ‘centralizing’ government benefits such as Social Security and disaster relief at USA.gov.

The digital recordkeeper has a new tax-deferred savings program that makes automatic contributions dependent on when it rains in the saver’s neighborhood.

Vontobel brings new actively managed mutual fund to US; Voya adds stable value fund with Great Gray Trust; and Fidelity brings new tech stack offering to midsized wealth...

The aggregator bought the assets of Christopher Clark’s 401(k) advisory, with Clark joining a Hub private wealth office in California.

Judge rules for Tyson in employee lawsuit alleging the company overcharged participants for bundled recordkeeper fees and failing to solicit competitive bids.

The addition comes after Prime Pensions received PE backing from Lightyear Capital earlier this year.

Alight announced that Stephan Scholl will continue as CEO and director until a replacement is confirmed.

A proposed class action complaint filed by law firm Schlichter Bogard claims TIAA’s strategy steered participants to its own retirement investment offerings.

A new guaranteed lifetime withdrawal benefit can be offered through a managed account and is part of a diversified fund.