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The American Stock Exchange on Wednesday announced it has launched trading in six new exchange-traded funds (ETFs) by Rydex Investments.

Janus Capital Group Inc. says that, effective tomorrow, veteran portfolio manager Marc Pinto will manage Janus Growth and Income Fund and its related products for intermediary and institutional...

SEI has launched Distribution-Focused Strategies (DFS), which enables advisers to provide clients with consistent distribution levels for retirement.

I was having coffee with a buddy of mine a couple of weeks back, and before long the discussion turned to music; specifically the new Bruce Springsteen CD.

I was having coffee with a buddy of mine a couple of weeks back, and before long the discussion turned to music; specifically the new Bruce Springsteen CD.

The House Committee on Ways and Means held a hearing October 30 to determine whether workers’ retirement savings are being eroded by excessive and unnecessary administrative and investment...

The seventh ineffective habit of retirement plan advisers

Dietz&Lynch Financial Group has unveiled an enhanced suite of retirement plan consulting services.

Standard&Poor's Equity Research Services has introduced a new market intelligence tool that provides the financial advisory market with a central source of real-time qualitative stock analysis, thematic research,...

Across all plan sizes, target-date funds are the most common default investment option although, in general, small plans are much less likely to have them on their menu...

A federal judge has refused to reconsider his earlier ruling that Deere&Co. was not obligated to disclose the revenue sharing arrangements in its 401(k) plan, clearing the company...

The Investment Company Institute (ICI) has issued a statement strongly urging the state of Michigan to repeal a portion of recently enacted legislation that imposes a sales tax...

Referring to fees charged to 401(k) plan participants, at a hearing Wednesday, the Chairman of the Senate Special Committee on Aging said that consumers have a basic right...

Online investors make the majority of their investment decisions independent of an investment adviser (56% of investors who trade securities online) are more likely to have an appetite...

The Internal Revenue Service (IRS) has issued interim guidance generally extending to 2007 the 409A tax reporting guidance that was applicable to 2005 and 2006 tax years.

Fidelity Investments is developing a Web-based wealth management platform that integrates Registered Investment Advisers’ (RIAs) most critical operational systems into one unified workstation.

Although stable value did make it on the list of approved qualified default investment alternatives (QDIA), the final regulations issued Monday only sanction the fund type as a...

Janus Capital Group Inc. has announced that David Corkins, portfolio manager of Janus Fund, is leaving the firm to pursue other opportunities.

TRI-AD has introduced a written Full Fee Disclosure Guarantee as an integral part of its defined contribution plan daily valuation recordkeeping service.

A U.S. Court of Appeals has overturned a $2.1 million award won by an ex-Merrill stockbroker, but upheld the original verdict, along with an $850,000 award for defamation.