planadviser’s top 100 retirement plan advisers
These are advisers whose practices stand out in terms of a series of quantitative measures. This year, we have refined that approach to compile a list of PLANADVISER’s Top 100 Advisers and Adviser Teams.
In the pages that follow, we highlight the quantitative standouts, in terms of dollar value of qualified plan assets under advisement as well as number of plans, and we also draw attention to those who have a demonstrable presence, defined as having more than a tenth of their practice focused on 403(b) plans, defined benefit plans, nonqualified plans, or 457 plans. This year’s Top 100 comprises 36 advisers and 64 adviser teams.
Just how successful are these Top 100 Advisers? Collectively, the individual advisers represent about $17 billion in retirement plan assets, while the teams on the list collectively serve more than $115 billion in plan assets.
Among the specific product segments, 19 advisers or adviser teams say that a tenth of their practice is focused on 403(b) plans, 41 have that kind of presence with defined benefit plans, 12 can make that claim with nonqualified programs, and a handful say the same about 457 plans.
Skilled retirement plan advisers have been indispensable resources to their plan sponsor clients. Size isn’t everything, of course—but it is an objective measure of success, and one well worth acknowledging. —PA
Methodology
The advisers listed here are taken from entries for the 2011 PLANSPONSOR Retirement Plan Adviser and Adviser Team of the Year awards. Nominations were solicited online from retirement plan advisers, their employers and/or broker/dealers, and plan sponsors, as well as from working partners of these advisers, including investment vendors, accountants and attorneys, and pension administrators—advisers who have attained the PLANSPONSOR Retirement Professional (PRP) designation receive an automatic nomination. To enter the awards process, nominees must complete a form providing various details of their practice, including the details displayed here. These lists are based solely on quantitative factors, while the PLANSPONSOR Retirement Plan Adviser and Adviser Team of the Year awards consider both qualitative and quantitative factors, including factors not considered in determining the most successful lists.
*Due to the differences in evaluation factors, finalists for the PLANSPONSOR Retirement Plan Adviser and Adviser Team of the Year awards are not necessarily included on the “Top 100” listing.
Teams with $800M and More in AUA
More than $10B
Fiduciary Investment Advisors
Mark Wetzel, Michael Goss, Karen Paulson, Ryan Gardner, Christopher Kachmar, Anthony Tranghese, Christopher Rowlins, Jeffrey Capone
Windsor, Connecticut
Institutional Investment Consulting
Michael Kozemchak, Barry Stoey, Paul Stephens, Tony Ciocca, Greg Cimmino
Bloomfield Hills, Michigan
Plan Sponsor Advisors, LLC
Jennifer Flodin, Donald Stone, Tess Malone, Rhonda Berg, Chris Murphy, Jane Belcher, Angelo Auriemma, Mark Pliska
Chicago, Illinois
>$4.5B to $10B
401(k) Advisors
Veronica Lee, Joel Shapiro, Michael McGuire, Michael Viljak, Austin Gwilliam, Susann Haas, Pamela Watson, Mindy Marburger
Aliso Viejo, California
The Parks Consulting Group, Morgan Stanley Smith Barney Graystone Consulting
Thomas Parks, Bruce Lanser, David Lownik, Bernadette Lanser
Milwaukee, Wisconsin
>$3B to $4.5B
Francis Investment Counsel
Michael Francis, Kelli Send, Joseph Topp, Cliff Dunteman, Ed McIlveen, Kevin Roloff, Jennifer Greene, Patty Dirksmeyer, Meredith Ehn, Tim Shirk, Art Harris
Pewaukee, Wisconsin
Lockton DC Retirement Group
Washington, D.C.
Retirement Benefits Group
Darrell Alford, Lisa Jungers, Larry Deatherage, Anthony Franchimone, Sean Ciemiewicz
La Jolla, California
SageView Advisory Group, West Region
Jon Upham, Randy Long, Kevin Villar, Matt Hammonds, Marek Pfeil, Jennifer Purisima, Tracy Thomas, Hector Palacios, Frank Ricchuiti, Robert Patton, David Shnapek, Ed Wagner, Mark Kordonsky
Irvine, California
SageView Advisory Group, Northeast
Robert Trethewey, Jack Evans, Rachel Zachary, Stephen Popper, Mark Forkey, Jeffrey Gratton
Fulton, Maryland
Innovest Portfolio Solutions LLC
Gordon Tewell, Peter Mustian
Denver, Colorado
>$2B to $3B
The Brice Group, Merrill Lynch
Brian Brice, Timothy Brice
Bloomfield Hills, Michigan
Castner Josephs Group, LLC
Gary Josephs, Michael Castner, Lloyd Engleman, Salvatore Danna, Shanna Powell
Irvine, California
The Gsell Group, Merrill Lynch
Bruce Gsell, Goran Bojovski
Edison, New Jersey
Longfellow Benefits
Boston, Massachusetts
SageView Advisory, South Region
Sean G. King, Tim D. Sykes, Douglas Webster, Ryan Manaker, Brien “Todd” Stewart, Larissa Whittle, John Majors, Nichole Labott, Jeff Petrone, Jamie Lynn Lyons
Knoxville, Tennessee
>$1.5B to $2B
Moreton Retirement Partners
Chad J. Larsen, Corey Whitehead, Kirk Welch, Paul Lamb, Cynthia Krulac, Melinda Dransfield
Denver, Colorado
CAPTRUST
Steve Wilt, Susan Clausen, Paul Stibich
Akron, Ohio
StoneStreeet Equity, LLC
Barbara Delaney, Bob Goldstein, Heidi Sidley, Cathy O’Halloran, Kylee Hall
Pearl River, New York
>$1B to $1.5B
The Beirne Wealth Management Group, Merrill Lynch Global Wealth Management
John A. Beirne, Jr., James A. Betzig, Erik Scaranuzzo, John-Oliver Beirne
New Haven, Connecticut
Cafaro Greenleaf
Jamie Greenleaf, Dorann Cafaro, John Peters, Barbara Meyer
Little Silver, New Jersey
F.D.G. Institutional Consulting Group, UBS Financial Services Inc.
Phil Fiore, Steve DesRochers, Jeff Farrar, Dean Gaugler, Lou Gloria, Tom Gahan
Stamford, Connecticut
Kass/Freeman Group, Merrill Lynch
Jonathan Kass, Robert Freeman
New York, New York
The Kelliher Group at MSSB
Stephen Kelliher ,John Corbett, Joseph McLaughlin, William Slimbaugh, Bruce Henderson, Robert Leibowitz
Norwell, Massachusetts
The MHC Group at Graystone Consulting
Matt McLaughilin, Al Hammond, Peter Ciovacco, Dan O’Shea
Danvers, Massachusetts
PearlStreet Investment Management of Oppenheimer & Co. Inc.
Grand Rapids, Michigan
Pensionmark Retirement Group
Troy Hammond, Mike Woods, Devyn Duex, Laura Battle, Mike Devlin, Craig Christo, Christine Powell, Michelle Lantz, Andre Kaluna, Sean O’Flaherty, Daren Alcantar, Krista Hauser, Deanna Bamford, Brooks Allen
Santa Barbara, California
The Prince Group
Doug Prince, Brea Dantin, Deana Harmon
Indianapolis, Indiana
Sheridan Road Financial
James O’Shaughnessy, Daniel Bryant, Charles Williams, Chris Karam, Michael Kerrigan, Jeremy Weith, Sean Gilmore, Daniel Lundquist, Steve Kellar, Tom Daney
Northbrook, Illinois
$800M to $1B
Barney & Barney Retirement Services
Bill Peartree, Rick Skelly, Rick Ferguson, Gary Gunning, Jenece Tagg, Peggy Aldape
San Diego, California
BCG Terminal Funding Company
Michael Devlin, Sean O’Flaherty
Austin, Texas
Bukaty Companies Retirement Plan Services
Vince Morris, Jason Hoffman, Thomas Wright
Leawood, Kansas
The Kenwood Consulting Group Morgan Stanley Smith Barney
Bill Talmage, Chris Vordemesche, Joel Handorf, Todd Washburn, Mike Kleinfelder, Kelly Kelp
Cincinnati, Ohio
Oswald Financial, Inc.,
David Kulchar
Cleveland, Ohio
The Mahoney Group, Merrill Lynch
Chris Mahoney, Kristen Koluch, Mark Marotta, Phil Murphy, Kevin Mahoney
West Nyack, New York
The Retirement Group
Jericho, New York
Rogers Financial
Kenneth Rogers, Jenifer Nesselrodt, Raymond Gay
Harrisonburg, Virginia
Individuals with $175M or more in AUA
>$1B
Joe Connell
Financial Concepts, Inc.
Plymouth, Minnesota
Domenic DiPiero, III
Newport Capital Group
Red Bank, New Jersey
Danford Meischen
Bank of America Merrill Lynch
Houston, Texas
John B. Mott
Morgan Stanley Smith Barney
Houston, Texas
Paul L. Powell
401k advisors
Dothan, Alabama
>$750M to $1B
Gary Handler
UBS Financial Services
Encino. California
Stace Hilbrant
401k Advisors LLC (NRP Member Firm)
Wilmette, Illinois
Philip Steele
Pension Architects
Malibu, California
>$550M to $750M
Paul D’Aiutolo
UBS
Rochester, New York
Gregg L. Fine
Gallagher Benefit Services
Boca Raton, Florida
Neil C. Netoskie
Compass Retirement Solutions
Houston, Texas
John W. Spach
401(k) & 403(b) Advisors, Los Angeles
Woodland Hills, California
>$275M to $550M
Stephen S. Brown
Merrill Lynch Private Banking & Investment Group
Pittsford, New York
Robert Hendrian
Merrill Lynch
Farmington Hills, Michigan
Eric D. Kaufman
Lockton Investment Advisors
Los Angeles, California
Tony Madera
Gallagher Retirement Services
Clarks Summit, Pennsylvania
James L. Worrell
GPS Investment Advisors, LLC.
Providence, Rhode Island
$175M to $275M
Dean J. Clune
Gallagher Retirement Services
Itasca, Illinois
Jim Detterick
Morgan Stanley Smith Barney
New York, New York
Mark Ray
Praxis Consulting
Sacramento, California
Jim Spanarkel
Bank of America Merrill Lynch
Paramus, New Jersey
Brian K. Speers
Merrill Lynch
Oak Brook, Illinois
Andrew R. Wilshinsky
Morgan Stanley Smith Barney
New York, New York
E. Ken Winslow
Morgan Stanley Smith Barney
Silverdale, Washington
Eric Zakarin
Morgan Stanley Smith Barney
Short Hills, New Jersey
Teams with 75 or more plans
More than 180
401(k) Advisors
Veronica Lee, Joel Shapiro, Michael McGuire, Michael Viljak, Austin Gwilliam, Susann Haas, Pamela Watson, Mindy Marburger
Aliso Viejo, California
Oswald Financial, Inc.
David Kulchar
Cleveland, Ohio
Pensionmark Retirement Group
Troy Hammond, Mike Woods, Devyn Duex, Laura Battle, Mike Devlin, Craig Christo, Christine Powell, Michelle Lantz, Andre Kaluna, Sean O’Flaherty, Daren Alcantar, Krista Hauser, Deanna Bamford, Brooks Allen
Santa Barbara, California
Siegel, Martin & Associates
Merrill Lynch
Washington, D.C.
141 to 180
Barney & Barney Retirement Services
Bill Peartree, Rick Skelly, Rick Ferguson, Gary Gunning, Jenece Tagg, Peggy Aldape
San Diego, California
Bukaty Companies Retirement Plan Services
Vince Morris, Jason Hoffman, Thomas Wright
Leawood, Kansas
Fiduciary Investment Advisors
Mark Wetzel, Michael Goss,
Karen Paulson, Ryan Gardner,
Christopher Kachmar, Anthony Tranghese, Christopher Rowlins, Jeffrey Capone
Windsor, Connecticut
Henderson Brothers Retirement Plan Services
William Beale, Megan Warzinski, Peter Valotta, Brendon Costa, Jay Hunt, Max Cizauskas, Joe Johns
Pittsburgh, Pennsylvania
101 to 140
American Economic Planning Group
Steven Kaye, Ed Reaven
Watchung, New Jersey
The Duvall Jackel Group
Merrill Lynch
Howard M. Duvall IV, Andrew Jackel
New York, New York
Fiduciary Consulting Group @ PSA Financial
Jania Stout, Peter Godfrey, Chad Wilson, Michael Markovitz, Doug Tyson, Cindy Ebertz
Hunt Valley, Maryland
The Kelliher Group at MSSB
Stephen Kelliher, John Corbett, Joseph McLaughlin, William Slimbaugh, Bruce Henderson, Robert Leibowitz
Norwell, Massachusetts
The Myers Wolfe Myers Group Morgan Stanley Smith Barney
Noel J. Wolfe, Marshall Myers, Scott Myers, Suzette Erninger
Jenkintown, Pennsylvania
The O’Brien, Rossi & Anderson Group, Merrill Lynch
Robert O’Brien, Christopher Rossi, Mikael Anderson, Mark Haussermann, Seamus Carney
Chicago, Illinois
Sheridan Road Financial
James O’Shaughnessy, Daniel Bryant, Charles Williams, Chris Karam, Michael Kerrigan, Jeremy Weith, Sean Gilmore, Daniel Lundquist, Steve Kellar, Tom Daney
Northbrook, Illinois
81 to 100
The Howell & Sharp Group at
Merrill Lynch
Brett Howell, Craig Sharp, Jim Harding, Steve Jones, Joel Barrett, Mike Steinebach
Grand Rapids, Michigan
Longfellow Benefits
Boston, Massachusetts
Moreton Retirement Partners
Chad J. Larsen, Corey Whitehead,
Kirk Welch, Paul Lamb, Cynthia Krulac, Melinda Dransfield
Denver, Colorado
The Prince Group
Doug Prince, Brea Dantin, Deana Harmon
Indianapolis, Indiana
Retirement Benefits Group
Darrell Alford, Lisa Jungers, Larry Deatherage, Anthony Franchimone, Sean Ciemiewicz
La Jolla, California
Spectrum Investment Advisors, Inc.
James Marshall, Manuel Rosado, Jonathan Marshall, Cheryl Luedtke-Stoehr
Mequon, Wisconsin
75 to 80
Ellsworth Group
Morgan Stanley Smith Barney
Charles Snyder, Josh Dautovic, Kelly Kuennen, Bryan Weber, Tim Clepper
Hudson, Ohio
Heffernan Financial Services
John R. Prichard, Blake A. Thibault, John M. Clark
San Francisco, California
Mayflower Advisors LLC
Steven Dimitriou, John Wilcox,
John Longo
Boston, Massachusetts
MKP Group, Merrill Lynch
Joseph M. Matis, Richard L. Kidwell, Joseph T. Matis, Brian Linder
Indianapolis, Indiana
SageView Advisory Group, West Region
Jon Upham, Randy Long, Kevin Villar, Matt Hammonds, Marek Pfeil, Jennifer Purisima, Tracy Thomas, Hector Palacios, Frank Ricchuiti, Robert Patton, David Shnapek, Ed Wagner, Mark Kordonsky
Irvine, California
StoneStreeet Equity, LLC
Barbara Delaney, Bob Goldstein, Heidi Sidley, Cathy O’Halloran, Kylee Hall
Pearl River, New York
Individuals with 50 or more plans
More than 100
Sean Deviney
Provenance Wealth Advisors, LLC
Fort Lauderdale, Florida
Gregg L. Fine
Gallagher Benefit Services
Boca Raton, Florida
86 to 100
Joe Connell
Financial Concepts, Inc
Plymouth, Minnesota
Paul D’Aiutolo
UBS
Rochester, New York
Robert Hendrian
Merrill Lynch
Farmington Hills, Michigan
Thom Shumosic
Retirement Planning Specialists
Wilmington, Delaware
John W. Spach
401(k) & 403(b) Advisors, Los Angeles
Woodland Hills, California
71 to 85
Domenic DiPiero, III
Newport Capital Group
Red Bank, New Jersey
Danford Meischen
Bank of America Merrill Lynch
Houston, Texas
Philip Steele
Pension Architects
Malibu, California
50 To 70
Thomas S. Anthony
McKinley Carter Wealth Services, Inc.
Wheeling, West Virginia
John Barry
JMB Wealth Management, Inc.
Torrance, California
Ryan Bryte
American Trust & Savings Bank
Dubuque, Iowa
Gary Handler
UBS Financial Services
Encino, California
Barnaby W. Horton
Merrill Lynch
Hartford, Connecticut
Neil C. Netoskie,
Compass Retirement Solutions
Houston, Texas
Andrew R. Wilshinsky
Morgan Stanley Smith Barney
New York, New York
Dean J. Clune
Gallagher Retirement Services
Itasca, Illinois
Specialty Focus
10% or more in 403(b) plans
Thomas S. Anthony
McKinley Carter Wealth Services, Inc.
Wheeling, West Virginia
Barney & Barney Retirement Services
Bill Peartree, Rick Skelly, Rick Ferguson, Gary Gunning, Jenece Tagg, Peggy Aldape
San Diego, California
Cafaro Greenleaf
Jamie Greenleaf, Dorann Cafaro,
John Peters, Barbara Meyer
Little Silver, New Jersey
Domenic DiPiero, III
Newport Capital Group
Red Bank, New Jersey
The Dubie Group
Morgan Stanley Smith Barney
Christopher Dubie, Julie Braun
South Burlington, Vermont
F.D.G. Institutional Consulting Group, UBS Financial Services Inc.
Phil Fiore, Steve DesRochers,
Jeff Farrar, Dean Gaugler, Lou Gloria, Tom Gahan
Stamford, Connecticut
The Hagwood Tomoda Group
Morgan Stanley Smith Barney
Wellesley, Massachusetts
Henderson Brothers Retirement Plan Services
William Beale, Megan Warzinski, Peter Valotta, Brendon Costa, Jay Hunt, Max Cizauskas, Joe Johns
Pittsburgh, Pennsylvania
Stace Hilbrant
401k Advisors LLC (NRP Member Firm)
Wilmette, Illinois
Tony Madera
Gallagher Retirement Services
Clarks Summit, Pennsylvania
The MHC Group at Graystone Consulting
Matt McLaughilin, Al Hammond, Peter Ciovacco, Dan O’Shea
Danvers, Massachusetts
Moreton Retirement Partners
Chad J. Larsen, Corey Whitehead, Kirk Welch, Paul Lamb, Cynthia Krulac, Melinda Dransfield
Denver, Colorado
Oswald Financial, Inc.
David Kulchar
Cleveland, Ohio
Plan Sponsor Advisors, LLC
Jennifer Flodin, Donald Stone, Tess Malone, Rhonda Berg, Chris Murphy, Jane Belcher, Angelo Auriemma, Mark Pliska
Chicago, Illinois
SageView Advisory Group, Northeast
Robert Trethewey, Jack Evans, Rachel Zachary, Stephen Popper, Mark Forkey, Jeffrey Gratton
Fulton, Maryland
SageView Advisory, South Region
Sean G. King, Tim D. Sykes, Douglas Webster, Ryan Manaker, Brien “Todd” Stewart, Larissa Whittle, John Majors, Nichole Labott, Jeff Petrone, Jamie Lynn Lyons
Knoxville, Tennessee
Sheridan Road Financial
James O’Shaughnessy, Daniel Bryant, Charles Williams, Chris Karam, Michael Kerrigan, Jeremy Weith, Sean Gilmore, Daniel Lundquist, Steve Kellar, Tom Daney
Northbrook, Illinois
Snook Housey Advisors
Kelley Snook, Dave Anderson
Troy, Michigan
John W. Spach
401(k) & 403(b) Advisors, Los Angeles
Woodland Hills, California
10% or more in 457 plans
Barney & Barney Retirement Services
Bill Peartree, Rick Skelly, Rick Ferguson, Gary Gunning, Jenece Tagg, Peggy Aldape
San Diego, California
Innovest Portfolio Solutions LLC
Gordon Tewell, Peter Mustian
Denver, Colorado
Moreton Retirement Partners
Chad J. Larsen, Corey Whitehead, Kirk Welch, Paul Lamb, Cynthia Krulac, Melinda Dransfield
Denver, Colorado
Rogers Financial
Kenneth Rogers, Jenifer Nesselrodt, Raymond Gay
Harrisonburg, Virginia
SageView Advisory, South Region
Sean G. King, Tim D. Sykes, Douglas Webster, Ryan Manaker, Brien “Todd” Stewart, Larissa Whittle, John Majors, Nichole Labott, Jeff Petrone, Jamie Lynn Lyons
Knoxville, Tennessee
10% or more in nonqualified plans
401(k) Advisors
Veronica Lee, Joel Shapiro, Michael McGuire, Michael Viljak, Austin Gwilliam, Susann Haas, Pamela Watson, Mindy Marburger
Aliso Viejo, California
John Barry
JMB Wealth Management, Inc.
Torrance, California
Catanella Group
Brian Catanella, Ken Catanella
Weehawken, New Jersey
Devenir Corporate Services
Eric Remjeske, Lori Gluth, Jon Robb
Minneapolis, Minnesota
The Ellovich Mendoza Group UBS Financial Services
David Ellovich, Greg Mendoza
Hartford, Connecticut
Stace Hilbrant
401k Advisors LLC (NRP Member Firm)
Wilmette, Illinois
Kass/Freemen Group, Merrill Lynch
Jonathan Kass, Robert Freemen
New York, New York
Danford Meischen
Bank of America Merrill Lynch
Houston, Texas
The Retirement Group
Morgan Stanley Smith Barney
Jericho, New York
Thom Shumosic
Retirement Planning Specialists
Wilmington, Delaware
CAPTRUST
Steve Wilt, Susan Clausen, Paul Stibich
Akron, Ohio
Francis J. Sweetin
Chadwick Financial Group
Florham Park, New Jersey
10% or more in defined benefit plans
401(k) Advisors
Veronica Lee, Joel Shapiro, Michael McGuire, Michael Viljak, Austin Gwilliam, Susann Haas, Pamela Watson, Mindy Marburger
Aliso Viejo, California
BCG Terminal Funding Company
Michael Devlin, Sean O’Flaherty
Austin, Texas
The Beirne Wealth Management Group, Merrill Lynch Global Wealth Management
John A. Beirne, Jr., James A. Betzig, Erik Scaranuzzo, John-Oliver Beirne
New Haven, Connecticut
The Brice Group, Merrill Lynch
Brian Brice, Timothy Brice
Bloomfield Hills, Michigan
Cafaro Greenleaf
Jamie Greenleaf, Dorann Cafaro, John Peters, Barbara Meyer
Little Silver, New Jersey
CAPTRUST
Steve Wilt, Susan Clausen, Paul Stibich
Akron, Ohio
Castner Josephs Group, LLC
Gary Josephs, Michael Castner, Lloyd Engleman, Salvatore Danna, Shanna Powell
Irvine, California
Sean Deviney
Provenance Wealth Advisors, LLC
Fort Lauderdale, Florida
Tom Eddy
UBS Financial Services, Inc.
Chattanooga, Tennessee
F.D.G. Institutional Consulting Group, UBS Financial Services Inc.
Phil Fiore, Steve DesRochers, Jeff Farrar, Dean Gaugler, Lou Gloria, Tom Gahan
Stamford, Connecticut
Fiduciary Consulting Group @ PSA Financial
Jania Stout, Peter Godfrey, Chad Wilson, Michael Markovitz, Doug Tyson, Cindy Ebertz
Hunt Valley, Maryland
Fiduciary Investment Advisors
Mark Wetzel, Michael Goss, Karen Paulson, Ryan Gardner, Christopher Kachmar, Anthony Tranghese, Christopher Rowlins, Jeffrey Capone
Windsor, Connecticut
Francis Investment Counsel
Michael Francis, Kelli Send, Joseph Topp, Cliff Dunteman, Ed McIlveen, Kevin Roloff, Jennifer Greene, Patty Dirksmeyer, Meredith Ehn, Tim Shirk, Art Harris
Pewaukee, Wisconsin
Stace Hilbrant
401k Advisors LLC (NRP Member Firm)
Wilmette,Illinois
The Howell & Sharp Group at Merrill Lynch
Brett Howell, Craig Sharp, Jim Harding, Steve Jones, Joel Barrett, Mike Steinebach, Merrill Lynch
Grand Rapids, Michigan
Institutional Investment Consulting
Michael Kozemchak, Barry Stoey, Paul Stephens, Tony Ciocca, Greg Cimmino
Bloomfield Hills, Michigan
Kass/Freemen Group, Merrill Lynch
Jonathan Kass, Robert Freemen
New York, New York
The KD Group, Merrill Lynch
Glen Diehm, Kevin Keith
Lancaster, Pennsylvania
Lockton DC Retirement Group
Washington, D.C.
Longfellow Benefits
Boston, Massachusetts
Luppino Eschenauer Group
Merrill Lynch
Anthony W. Luppino, Eric G. Eschenauer
New York, New York
The Mahoney Group, Merrill Lynch
Chris Mahoney, Kristen Koluch, Mark Marotta, Phil Murphy, Kevin Mahoney
West Nyack, New York
Thomas D. Ming
Tower Rock Advisors, Inc./ Risk Transfer Advisors
Bakersf ield, California Benedict A. Mitchell, Jr.
Florida Benefit Specialists
Fort Lauderdale, Florida
Moreton Retirement Partners
Chad J. Larsen, Corey Whitehead, Kirk Welch, Paul Lamb, Cynthia Krulac, Melinda Dransfield
Denver, Colorado
The Parks Consulting Group Morgan Stanley Smith Barney Graystone Consulting
Thomas Parks, Bruce Lanser, David Lownik, Bernadette Lanser
Milwaukee, Wisconsin
Craig S. Pastolove
Morgan Stanley Smith Barney
New York, New York
PearlStreet Investment Management of Oppenheimer & Co. Inc.
Grand Rapids, Michigan
Pensionmark Retirement Group
Troy Hammond, Mike Woods, Devyn Duex, Laura Battle, Mike Devlin, Craig Christo, Christine Powell, Michelle Lantz, Andre Kaluna, Sean O’Flaherty, Daren Alcantar, Krista Hauser, Deanna Bamford, Brooks Allen
Santa Barbara, California
Paul L. Powell
401k Advisors
Dothan, Alabama
The Ratay Group
Morgan Stanley Smith Barney
Lisle, Illinois
The Rinehart Staadeker Sussli Retirement Consulting Group
Wells Fargo Advisors LLC
Ken Rinehart, Paul Staadeker, Mike Sussli
Cincinnati, Ohio
Schooley/Houck Group
Morgan Stanley Smith Barney
Richard Schooley, Craig Houck, Eric Garbade
Savannah, Georgia
Sheridan Road Financial
James O’Shaughnessy, Daniel Bryant, Charles Williams, Chris Karam, Michael Kerrigan, Jeremy Weith, Sean Gilmore, Daniel Lundquist, Steve Kellar, Tom Daney
Northbrook, Illinois
Snook Housey Advisors
Kelley Snook, Dave Anderson
Troy, Michigan
Jim Spanarkel
Bank of America Merrill Lynch
Paramus, New Jersey
Brian K. Speers
Merrill Lynch
Oak Brook, Illinois
StoneStreeet Equity, LLC
Barbara Delaney, Bob Goldstein, Heidi Sidley, Cathy O’Halloran, Kylee Hall
Pearl River, New York
Gordon Tewell, Peter Mustian
Innovest Portfolio Solutions LLC
Denver, Colorado
The TRC Group at Morgan Stanley Smith Barney
Michael Roberts, Thomas Kokjohn, Christopher Lelli
San Diego, California
Peggy Whitmore
Whitmore Retirement Solutions (401k Advisors Member Firm)
Port Washington, New York