Piedmont Independent Fiduciaries Hires VP

In this capacity, Davis will supervise the investment and fiduciary responsibilities of 401(k) clients, including managing all service-related inquiries by plan sponsors and participants. In addition, Davis will function as the firm’s chief compliance officer and will be responsible for ensuring that the firm fulfills all regulatory requirements concerning recordkeeping, correspondence, disclosures, fees, marketing and advertising.

Davis was formerly chief operating officer at The Main Street Group and first vice president at Wachovia Securities (Wells Fargo Advisors’ predecessor firm.)