News

Class action lawsuit claims firm loaded its 401(k) plan with high-fee, underperforming proprietary funds.

Hearsay says its new digital client is designed to assist advisers and firms in adhering to new SEC marketing regulations.

Lucas will continue in her current role through the end of 2022 and will help the research organization search for and transition to a new leader.

The products seek to help third-party administrators scale their small and midsize plans.

Vontobel continues multi-boutique expansion in North America; AllianceBernstein launches active ETFs; and more.

EBRI research demonstrates that unmarried women are significantly less confident in their ability to live securely in retirement than their...

A discussion about how to incorporate health into retirement planning and whether the HSA market expands business opportunities for advisers. 

The new app will provide individuals with a complete view of their financial picture, inclusive of workplace benefits and savings accounts.

Almost half of workers surveyed (48%) have no strategy to generate retirement income, Schroders finds. 

The enforcement of Regulation Best Interest is currently one of the major projects at the Securities and Exchange Commission.

Personalization is required to help people create a paycheck in retirement, says Shlomo Benartzi.

Senator Patty Murray takes the 48th anniversary of ERISA to emphasize the importance of having a proper secretary to oversee...

The fully amended bill clarifies the Senate's position on retirement reform, as the Senate and House approach a final deal expected late this year.

Allspring Global Investments hires U.S. distribution leader; Franklin Templeton hires U.S. institutional senior consulting adviser; Alger appoints head of distribution...

Morgan Stanley at Work unveils participant aggregation platform; Broadridge launches next-gen client communications experience; GMO launches asset management platform for...

A new order emphasizes that a stock-drop plaintiff must do more than allege a general economic theory of why earlier...

Traders favored equities in the beginning of the month as stocks were gaining, but they preferred fixed-income funds in the...

The webinar will provide steps women can take that will have a positive impact on their financial future.

The court rejects the defense’s motion to dismiss the case, but denies the U.S. Chamber of Commerce’s bid to submit...

The complexity of the proposed reforms to the qualified professional asset manager exemption has given some experts pause.