Practice Management March 6th, 2024 401(k) World: Cyber Thieves The fifth in our Planadviser In-Depth series delves into cybersecurity threats to retirement plan assets and the industry’s approach to...
Compliance March 5th, 2024 Financial Services Institute, Peers Challenge DOL’s Independent Contractor Rule The rule would make it much harder to classify workers, including financial advisers, as independent contractors.
Compliance March 5th, 2024 5 New Members Appointed to ERISA Advisory Council The 15-member panel comes from the retirement and investment industry and advises the Department of Labor on ERISA-related issues.
Deals & People March 5th, 2024 Aptia Announces Jeff Williams as US President Williams will oversee Aptia’s benefits administration services book of business.
Data & Research March 4th, 2024 Advisers Face Obstacles to Incorporating Alternative Investments Only one-quarter of advisers even have access to alts, according to Fidelity.
Data & Research March 4th, 2024 More Than 21.9M People Will Qualify for Saver’s Match, EBRI Says The Saver’s Match will replace the Saver’s Credit in 2027, making it a direct government matching contribution into an IRA...
Deals & People March 4th, 2024 Advisory M&A News – 3/4/24 PCS Retirement announces investment from Lee Equity Partners; Guthrie Rouner Group joins Ameriprise Financial; Robertson Stephens Wealth Management acquires the...
In Practice March 4th, 2024 How to Plan for Social Security Cuts Robert Pagliarini explains why advisers should help their clients use saving and investment strategies that account for contingencies based on...
Practice Management March 4th, 2024 Advisers Are Skeptical of AI’s Potential. This Economist Says It May Be at Their Own Loss Behavioral economist Shlomo Benartzi took to LinkedIn to gauge how financial advisers view AI’s ability to replace humans. The response...
Data & Research March 1st, 2024 IAA and CFA Institute Conducting Survey on Marketing Rule Compliance The survey seeks to collect data on compliance practices.
Data & Research March 1st, 2024 IRA Assets Climb to $13T, With Rollovers Fueling Growth The ICI’s annual IRA report shows financial professionals continue to be the primary source for rollover advice, staying well ahead...
Compliance March 1st, 2024 Electronic Investor Disclosure Legislation Advances in Congress Both houses are advancing legislation to prioritize electronic delivery of disclosures required by the SEC, while retaining investors’ right to...
Deals & People March 1st, 2024 Retirement Industry People Moves – 3/1/24 SageView names Cowell director of participant education and engagement; The Standard appoints Maixner to national accounts sales director for retirement...
Client Service March 1st, 2024 Fiduciary Responsibility: 3(38) Services Set to Increase Plan sponsors are gravitating toward 3(38) investment managers, letting advisers take the wheel, according to a CAPTRUST senior plan adviser.
Practice Management March 1st, 2024 Manage My Wealth, Please Plan advisers note increased demand from participants for individual wealth management, noting that they can often do so at lower...
Client Service March 1st, 2024 Financial Advisers Push to Manage 401(k) Assets As demand increases for more holistic financial planning services, firms are looking to expand the market of financial advisers managing...
Practice Management March 1st, 2024 Convergence Is Changing the Adviser Landscape; Let’s Make Sure It’s for the Better Freedom Fiduciaries’ CEO discusses the challenges of a B2B industry shifting to integrate consumers and the model needed to get...
Data & Research February 29th, 2024 Prime Capital Announces Scholarship Fund Encouraging Women to Work in Finance The program aims to support diversity in the financial services industry.
In Practice February 29th, 2024 Nuts & Bolts: Fiduciary Basics What new advisers need to know about being a fiduciary, which can be plan trustees, plan administrators or members of...
Deals & People February 29th, 2024 Vanguard CEO Buckley to Step Down This Year The asset manager’s board will commence a search among internal and external candidates, while CIO Greg Davis has added the...