News

Oldfield was promoted from CFO to run the asset manager and will succeed Peter Harrison on November 8.

The regulator issued penalties totaling $1.24 million to settle charges of ‘untrue or unsubstantiated claims.’

A federal judge in Virginia dismissed a proposed class action, marking one win for defendants amid a slew of recent...

Mesirow acquires Price Wealth Management; Wealth Enhancement Group acquires Levy Wealth Management Group; Hub International adds assets of Flexible Benefits...

As people live longer, advisers must combat sequence risk while also driving growth to meet inflation, according to an investment...

A new compliance release issued by EBSA clarifies that cybersecurity guidance applies to all employee retirement benefit plans and health...

TDFs incorporate index funds from both BlackRock and State Street.

Prime Pensions adds leadership positions; Alera Group promotes Blue to CEO; Vision Financial of Des Moines hires retirement plan relationship manager; and more.

Many public sector employees face unexpected expenses, leading to increased DC plan loans and credit card debt.

Responses are requested by November 4 for the program scheduled to launch in 2027.

A new Nationwide marketing campaign will highlight financial services that include financial and 401(k) plan services, in contrast to home...

The shift, including accepting more electronic signatures, is part of a larger effort to streamline application processes.

American Life launches new fixed-indexed annuity; NAIC graduates 23 from diverse women in alternative investing program; and nudge publishes free...

The acquisition is the largest for Alera’s retirement plan services division and more than doubles its total assets.

Cogent Syndicated by Escalent finds a jump in rollover intent among respondents interested in an IRA; a Human Interest survey,...

Fidelity’s 401(k) and IRA ‘millionaires’ are at record levels on strong markets and contribution, but separate surveying reveals millionaires still suffer...

401(k) plan participants aren’t the only target of wealth management convergence; Cerulli points to bank depositors as ripe for convergence.

The organization’s latest guidelines lay out fiduciary best practices for offering the brokerage window to retirement plan participants.

The minimum holding to receive financial advice from "robo-advisory" services will drop to $100 from $3,000.

TIAA also makes a strategic investment in Vestwell, as the partnership brings TIAA’s lifetime income option to the middle and...