In Practice

Even before the current market turmoil, plan sponsors were increasingly inclined to bring in some expert help.

Some aset management firms are looking to reduce their distribution teams but expand their territories, according to research from kasina.

Participants in defined contribution plans might benefit from re-enrolling into a qualified default investment alternative (QDIA), according to a Vanguard study.

More than a quarter (27%) of Baby Boomers polled by a social-networking site for the 40 and over crowd said their biggest workplace worry was the value of...

People in a recent poll turn first to Web sites and news sources and then to financial professionals for financial information.

The wealth transfer market—which will top $38 trillion in the next few years—is a sizable opportunity for advisers.

Some unlikely distribution firms have managed to step into the crisis and increase loyalty among affluent investors, according to Cogent Research.

The Utica Teachers Union opposes a decision to limit the district employees’ choice of a financial adviser.

Many people in the developed world say they do not understand financial planning and do not know where to turn for help with financial matters, according to a...

In another week (or so), PLANSPONSOR will publish its annual Defined Contribution Survey.

Wirehouse advisers seem to like the idea of going independent—but few actually do it.

Research indicates that too many investment choices in a 401(k) plan may lead participants who are inexperienced investors to take on more risk than they would with fewer...

Despite hurdles such as volatile markets and the freezing of pension plans, industry representatives consulted by Diversified Investment Advisors say they are upbeat about the industry’s future over...

While only three in 10 of polled Boomers are working with a financial professional, those who are show more optimism about their finances.

Advisers could take note that members of Generation Y might like to make their own investment decisions, but they are also interested in more sources of financial information...

A survey of asset managers from consulting firm FS Associates found continuing optimism amid the financial crisis.

Brokers are receiving incentives to switch firms, and the independent route is looking more attractive, according to research from Fidelity Investments and National Financial.

Advisers cite independence, personalization, and financial success as their reasons for leaving established firms to go independent, according to Schwab Institutional research.

Actively managed funds will see increased competition for assets in retail portfolios, including the retirement income space, according to research from the Financial Research Corporation.

A new report indicates that rollovers are a growing share of adviser businesses, even as they use it as an opportunity to reach beyond the initial rollover “event″.