In Practice

UBS Wealth Management Research – Americas has released a study suggesting retirement investors should segment their financial planning to match specific financial goals with the appropriate risk level.

Target-date funds have drawn a lot of scrutiny of late, but a new survey suggests that participants still have confidence in the approach. 

Women are thinking twice about spending and many are dipping into their savings or investments, according to a survey by Citi.

Some Americans are pulling back from investing—which potentially means fewer people will be in the market for a financial adviser, according to a survey from AlixPartners, a global...

A Charles Schwab survey found most high-income Americans want financial advisers to help them determine if a Roth conversion is right for them.

With new 403(b) regulations effective 1/1/2009, sponsors of 403(b) plans are looking for help, creating a great opportunity for retirement plan advisers wanting to grow their business.

New requirements for disclosing retirement plan fees will put pressure on plan sponsors, plan advisers, and plan providers to justify the value of services received or offered, according...

For advisers hoping to build out their businesses, recordkeepers and investment providers can provide a host of services and programs to help, according to a panel of retirement...

In the days of automatic enrollment, automated contribution escalation, and asset allocation funds, is it difficult to convince plan sponsors they still need a financial adviser for their...

An Insured Retirement Institute (IRI)-sponsored report suggests Hispanic Americans continue to disproportionately face financial hurdles in preparing for retirement.

The Profit Sharing/401k Council of America (PSCA) found the number of sponsors offering investment advice is on the rise.

After rising for five years, the average 401(k) retirement account fell 24.3% in 2008, according to an analysis of participants in the Employee Benefit Research Institute/Investment Company Institute...

Most Americans plan to work as long as they can, and are investing their retirement money without the help of a financial adviser, a Bankrate survey found.

A new by the Principal Financial Group found that among the 75% of plan sponsors jobbing out the recordkeeping for their nonqualified deferred compensation (NQDC) plans, 92% are...

More than three-quarters (79%) of affluent investors are satisfied with their financial adviser, according to a new quarterly survey by Merrill Lynch Wealth Management.

It’s been a challenging year, but independent registered investment advisers (RIAs) are optimistic, according to a quarterly survey by TD AMERITRADE Institutional.

Despite the ongoing economic turmoil, a poll taken for National Payroll Week found that the majority of those polled have not disturbed their 401(k) deferrals since September 2008.

Teamwork: It can be both helpful and challenging, according to panelists at the PLANADVISER National Conference.

Before advisers or financial institutions, Millennials turn to their parents and friends for financial information.

Retirement plan education delivery is moving away from the vendor—representing a big opportunity for plan advisers, noted panelists at the PLANADVISER National Conference.