Lion Street Names Lefferts President
John Lefferts joined Lion Street’s management team as president of Lion Street Financial and Lion Street Advisors.
Deals & People
Fiduciary Investment Advisors Expands Team
Fiduciary Investment Advisors (FIA) hired Robert A. Corlito as an investment consultant in the Boston office.
First Allied Acquires The Legend Group
First Allied Holdings Inc. acquired The Legend Group.
Asset International Acquires 529 College Savings Conference
Asset International Inc. agreed to acquire Savingforcollege.com’s 529 Conference and Boot Camp from JFH Innovative LLC.
WMSI Acquires Archimedes Systems
Wealth Management Systems Inc. (WMSI) has acquired Archimedes Systems Inc.
Segal Rogerscasey Canada Adds Executives
John DeMairo, chairman and chief executive, Segal Rogerscasey Canada, announced executive appointments in the firm’s Toronto office.
fi360 Appoints Stocke CFO
Patricia Stocke was named chief financial officer of fi360.
CAPTRUST Expands Footprint With N.Y. Office
The newest office of CAPTRUST Financial Advisors opened in Manhattan.
Callan Hires VP of Custody Consulting Practice
Callan hired Mark Kinoshita as vice president in the Trust, Custody and Securities Lending group.
RMB Capital Names Elegante Portfolio Manager
Joseph Elegante has been appointed portfolio manager for RMB Asset Management, an independent advisory firm headquartered in Chicago.
The Schaeneman Group Joins Morgan Stanley
The Schaeneman Group has joined the Morgan Stanley Wealth Management office in Hartford, Connecticut.
CPI Names Cavalier B/D Relationships Director
Bill Cavalier was promoted to director of broker/dealer relationships at CPI Qualified Plan Consultants Inc.
Forward Adds Health Care Investments Team
Forward Management LLC has formed the Asymmetry global health care team.
Guardian Retirement Names National Sales Manager
Stephen Davis has been appointed national sales manager of Guardian Retirement Solutions.
SLW Retirement Plan Names New Adviser
John Negrete has joined Sitzmann Lavis White LLC (SLW Retirement Plan Advisors), a retirement plan advisory firm, as a retirement plan adviser.
Baden Retirement Names Manager
Jaron Havens has been appointed manager at Baden Retirement Plan Services, an Acensus company.
Capital Guardian Adds Retirement Team
Jim Lowry and Beau Horack, founders of Carolina Retirement Group in Huntersville, North Carolina, have joined Capital Guardian LLC.
Northern Trust Appoints Managing Director
Darius A. Gill was promoted from investment officer to managing director of the foundation and institutional advisers group in Northern Trust’s central region.
New York Life Hires Seven Relationship Managers
New York Life Retirement Plan Services has expanded its industry practice service model, with the hiring of seven relationship managers.
Commonfund Appoints Commodities Director
Eric W. Kolts has been appointed managing director in Commonfund’s commodities group.