Deals & People

Cetera adds Southshore Wealth Management to Summit Financial Networks; Waverly Advisors acquires River Capital Advisors; Brad Morgan joins Savvy Advisors.

Hartford Funds adds c-suite executives; Northern Trust names head of product strategy; SEI hires executive vice president; and more.

An Echelon Partners report showed robust activity in mergers and acquisition in Q2.

Alternatives specialist Camarda joins Star Mountain Capital; Nuveen promotes Malik to head of equities, fixed income; FINRA adds SVP heads...

The BlackRock-backed 401(k) provider says its latest $267 million financing furthers a groundwork to go public.

The firm named Billy Rogers as chief operating officer and Jodan Ledford as head of Institutional.

Jason Roberts’ ERISA legal practice aims to represent the broader footprint of its services while also bringing on Matthew Eickman...

The institute taps five 2024-2025 board officers.

Cambridge Investment Research hires Robertson as senior director of retirement plans; FinServ adds Treichel, Rhoiney to board; Voya brings Mullaney...

Employee benefits attorney Deva Kyle was tapped by the Biden administration to head the Pension Benefit Guaranty Corporation.

The firm is slated to go private through purchase by Bain Capital and Reverence Capital, along with partners BlackRock, Fidelity,...

Prime Capital Retirement will be part of Prime Capital Financial in a wider rebrand.

Aquiline Capital acquires majority stake in Isio Group; Countiss Wealth Management debuts; Wealth Enhancement Group adds Starfox Financial Services.

McGlynn promoted to director of national partnership sales at Pacific Life; Munari named chief product officer at MSCI; Pentegra hires...

The former leader of TIAA’s Nuveen asset management division will start in the role on September 3.

NewEdge Advisors welcomes Fortis Wealth Advisors; 4 wealth managers join Savvy Advisors; Perigon Wealth Management acquires Creative Financial Planning; and...

New York Life Institutional taps Grieco to lead nonqualified compensation distribution; Nationwide appoints Rodriguez to lead institutional sales for retirement; OneDigital promotes Bailey to head Northeast; and more.

The Salt Lab team, led by benefits entrepreneur Jason Lee, and the firm’s offering will become a part of Chime.

Emily Bailey will oversee the New York to Maine region with an eye to build on the team’s roughly 400-person footprint.

The RIA is spinning off its 401(k) division to become Fisher Retirement Solutions.