Deals & People

Meanwhile, workplace retirement and benefits aggregator Mercer picks up $720M wealth manager.

LPL brings on $6.5B RIA; Sanctuary snags former UBS firm; Steward acquires Vantage Point from Merrill; and more.

The move adds student loan-related tools such as employee payment management and debt refinancing to the digital 401(k) provider’s platform.

AdvicePay names Suaickie CEO as Moore shifts to board; Plan Sponsor University brings on Kelleher as consultant; Ascensus names retirement...

Of the 18 retirement deals through the first half of 2023, 2 came from wealth advisories ‘dipping their toes’ in...

Schwab will offer increased services in nonqualified deferred compensation and defined benefit plans, highlighting a push toward large retirement plan...

Insurance, retirement and wealth management aggregator’s hire of Bryan Hissong is part of strategic effort to build out retirement plan...

Bradford Long, current chair of the firm's investment committee, will be replacing Matthew Rice as chief investment officer. 

Sequoia Financial adds $387M wealth manager; Pathstone adds Veritable to further focus on ultra-high-net-worth clients; and Savant Wealth buys combined...

High interest rates, inflation and uncertainty are depressing RIA dealmaking.

SageView hires Sarah Parker as plan consultant; SWBC Retirement brings on new investment adviser; CalPERS names Teykaerts executive director, replacing...

Fiducient brings on retirement and asset management veteran from the London Stock Exchange.

Hub expands in Southeast; Nava acquires benefits consultancy; Cerity adds wealth managers focused on women-owned businesses; and more.

Perigon selects Hasan as CIO; State Street appoints Donohue as head of sustainability; GoldTree hires Plotke as principal.

Former Pendal Group CEO Nick Good will report to CEO and Chair David Musto.

Acquisition of Southern Wealth Management brings managing partner Dick Jones and 62 colleagues to CAPTRUST.

Principal adds four industry leaders to support the growth of its U.S. retirement business.

Hub International acquires Golden Corner Wealth Advisors; Marsh McLennan Agency adds Integrity HR Inc.; Day & Ennis joins Mercer Advisors;...

Segal appoints Tauzer to senior VP; Cerulli promotes O’Brien to director; Newton announces Brain as deputy CIO; and more. 

Consortium now has representation from the country’s five largest plan sponsors.