Deals & People

The Retirement Advantage, Inc. (TRA) announced the addition of Brenda Brumm and Jay Bloom to its wholesale team.

The Hartford Financial Services Group, Inc. has named David N. Levenson President of Wealth Management, effective July 1.  

A majority of large employers now automatically enroll workers into their 401(k) plans, according to a new survey by Towers Watson.

ADP has announced that National Retirement Partners (NRP) has approved the marketing of ADP ACCESS’ 401(k) retirement plan product.

A new survey indicates three-out-of-four (77%) U.S. adults support the concept of modifying the 401(k) retirement plan system to specify that employer contributions be used to provide a...

Echo Robinson recently joined First Mercantile's sales team as Regional Sales Director for the Pacific region. 

BNY Mellon Shareowner Services, the equity administration business of BNY Mellon, has announced the appointment of Julie Vander Veen as business manager and head of relationship management for...

Standard and Poor’s announced today that the S&P 500 Index will serve as the basis of a forthcoming Vanguard Exchange Traded Fund (ETF). 

More than one-third (38%) of retirement plan participants have increased the amount they are saving for retirement following the market downturn of recent years, according to a survey...

A new spin-off from a familiar name is bringing an investment analytics tool to market.

White Horse Advisors, LLC is now an SEC-registered investment advisor (RIA).

Clarity in Numbers, LLC (Clarity) today announced its addition of a new practice leader to consult with closely held businesses.

BNY Mellon has made its first wealth management acquisition in Canada.

John Orecchio, a former investment adviser accused of misusing funds from six union pension plans, was sentenced to nine years and four months in prison and ordered to...

SevenHills Benefit Partners has joined United Benefit Advisors (UBA), an alliance of more than 140 independent benefit advisory firms located in over 165 offices throughout...

Bank of America Merrill Lynch plans to launch a discount online brokerage aimed at young and new investors on Monday, according to published reports.

Charles Schwab has announced a new educational campaign to help young adults facing “financial firsts” as they graduate, start working and begin living on their...

June 17, 2010 - Brewer Financial Services, the full-service broker dealer division of Brewer Investment Group, an independent wealth management firm, announced the addition of four advisers to...

American United Life Insurance Company (AUL), a OneAmerica company, has appointed Donald W. Barden as Southeast regional sales director in the Atlanta Retirement Services office.

State Street Global Advisors (SSgA) has appointed Steve Coyle as head of the U.S. Sub-Advisory business within its Intermediary Business Group.