Compliance May 13th, 2024 AT&T Fee Lawsuit Could Reach Supreme Court Next Year Industry groups asked the Supreme Court to resolve an ERISA-related appeals court split.
Compliance May 10th, 2024 Ann Orr Replaces Gordon Hartogensis as PBGC Acting Director Hartogensis’ term expired at the end of April.
Compliance May 10th, 2024 IRS Increases HSA Contribution Limits The new contribution limits take effect for 2025.
Compliance May 9th, 2024 A Road Map for Congress to Increase DB Plan Use NIRS offers 6 recommendations for boosting DB use in the private sector, starting with lowering insurance premiums.
Compliance May 8th, 2024 IRA to IRA Rollovers Pose Legal Vulnerability for Retirement Security Rule Legal experts with varying perspectives on the rule agree that DOL likely does not have jurisdiction over IRA to IRA...
Compliance May 8th, 2024 House Republicans Look to Curtail SEC Enforcement and Settlement Authorities The bills under review on Tuesday would effectively limit the settlement amounts that the SEC can impose.
Compliance May 7th, 2024 J.P. Morgan Sued For Data Exposure A new lawsuit alleges J.P. Morgan Chase & Co. lacked adequate protocols to thwart a recent breach, resulting in the...
Compliance May 7th, 2024 PTE 2020-02 and Compensation-Related Conflicts PTE 2020-02 does not explicitly ban any adviser practices, but does require reasonable conflict mitigation policies regarding compensation.
Compliance May 6th, 2024 IRS Clarifies SECURE 2.0 W-2 Changes Roth contributions, natural disasters and de minimis incentives could require tax reporting changes.
Compliance May 6th, 2024 What the Fiduciary Rule Means for Investment Menu Advisement Advisers may have to revisit their menu designs for small businesses, but compliance with this part of the rule is...
Compliance May 3rd, 2024 Rep. Sean Casten: SEC Climate Rule Will Protect Investors from Risk Many investors are unaware of the climate-related risks that their assets carry, the Congressman argues.
Compliance May 3rd, 2024 CITs in 403(b)s, Roth Rollovers, Among Priorities for Government Plans NAGDCA laid out these and other 2024 legislative priorities.
Compliance May 3rd, 2024 Fiduciary Rule Lawsuit Leans on Prior Court Rebuttal An advocacy group for independent insurance advisers alleges the DOL’s Retirement Security Rule is similar to a proposal struck down...
Compliance May 1st, 2024 GAO Recommends DOL Update TDF Guidance GAO reports concerns about a lack of understanding of TDF glidepaths and the growth of CIT TDFs.
Compliance May 1st, 2024 Unsolicited and Implied Rollovers Under the New Fiduciary Rule Experts parse how a retirement participant’s path to making a rollover will be viewed under the final Retirement Security Rule.