Compliance

More sweeping provisions will become active in January.

Those aged 73 and older must take their required minimum distribution from defined contribution plans and IRAs.

The late Brian Thompson and two other executives were accused of dumping stock prior a DOJ antitrust investigation into the...

Paul Atkins, a digital assets advocate, has been designated the nominee to replace the outgoing Gary Gensler.

The 11 states, led by Texas, allege the asset managers have been undercutting coal companies and driving up electricity prices.

Employers are responsible for signing attestations to confirm that their health care service providers are not restricting access to plan...

The CIT trust company and two law firms argue against consumer groups seeking to halt a bill that would let...

The SEC alleges Ken Leech engaged in a multi-year scheme to favor some clients over others through a practice known...

The instruction updates include how to report on pension-linked emergency savings accounts.

Insurance industry groups are championing the move, because the state insurance regulations are one of the arguments against bringing retail...

Outgoing SEC Chair Gary Gensler oversaw the highest fines figures for the regulator in 2024, though total enforcement actions were...

Mercer’s policy lead says bipartisan work should continue to expand employer-sponsored retirement plan coverage, but tax treatment of such plans...

Biden appointee Gensler will step down after a ‘robust rulemaking agenda’ as Republican leadership takes over the White House.

RISavers administered by Vestwell is expected to begin a pilot in the spring of 2025 in partnership with Connecticut's state...

Retirement industry representatives, providers and academics weighed in on how to best implement a federal matching program for lower-income savers.

ERISA experts Fred Reish and Joan Neri answer a question about addressing a plan sponsor client’s error in implementing automatic...

Capital One Financial Corp. and its board of directors are facing a lawsuit over the usage of 401(k) plan forfeitures, joining...

The investment industry association’s letter highlighted key issues impacting investment advisers and investors.

The Retirement Savings Lost and Found database is expected to go live in December.

Six groups are calling on the Senate to reject a proposal to allow 403(b) plans to invest in collective investment...