Compliance

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences associated with...

The regulation aims to strengthen protections for employees in stock ownership plans

The complaint accused the engineering and construction firm of defaulting participants into a high-fee option that provided no benefits compared...

The relief measures include extended deadlines for 2024 retirement contributions and penalty-free hardship withdrawals for those affected.

The SEC has charged nine investment advisers and three broker/dealers for violations of federal recordkeeping laws.

The agencies issued guidance on how plan administrators can comply with the Roth catch-up rule that begins in 2026 and,...

Encore Fiduciary reported a 35% increase in ERISA excessive fee litigation, in part driven by a surge in plan forfeiture...

A federal district court in Texas found that American Airlines prioritized ESG investment goals ahead of employees’ financial interests, violating...

The Supreme Court will hear a case to resolve a split among circuit courts on whether a plaintiff must argue...

The law will boost Social Security benefits for nearly 3 million public workers.

The online retail giant joins more than 30 plan sponsors accused of mismanaging participant forfeitures for its own gain.

Law firm Edward Stone is representing three former employers who allege Prudential and RGA group annuity contracts are not the...

The tables show plan sponsors how to determine contributions to qualified plans with permitted disparities.

The database centralizes information for lost retirement accounts and provides guidance to claim funds.

The career EBSA official who had been appointed by Biden to principal deputy assistant secretary will be leaving January 20.

A group of academics created the group to seek the “wisest possible federal securities laws and policies,” and backed Trump’s...

David Kaleda, an ERISA expert, reflects on the year that was for plan fiduciaries.

Ken Leech is fighting accusations of making favorable trades for some clients at the expense of others.

If the agreement is approved, participants will receive payments after UnitedHealth did not replace underperforming Wells Fargo funds.

The council is seeking to provide more participant education on retirement income options and a safe harbor for IRA rollovers.