Larry Dearman, Sr., and his friend Marya Gray, were charged by the Securities and Exchange Commission (SEC) with offering fraudulent securities, raising at least $4.7 million.
The U.S. Department of Labor (DOL) has obtained a default judgment to restore employee contributions to the retirement plan of a Pennsylvania nonprofit organization.
The Securities and Exchange Commission (SEC) charged an Indiana resident and his company with defrauding investors in a Ponzi scheme that targeted retirement savings.
The American Society of Pension Professionals & Actuaries (ASPPA) sent a comment letter to the Internal Revenue Service (IRS) about the definitions of vesting and severance for pre-approved...
The Pension Benefit Guaranty Corporation (PBGC) announced that it will be paying retirement benefits for a vehicle transportation business based in Atlanta, Georgia.
The U.S. Department of Labor (DOL) has filed a lawsuit against a California bank, alleging that nearly $1.4 million in employee stock ownership assets were mismanaged.
Several regulators, including the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) issued advice on business continuity and disaster recovery planning.